DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

AKSIA CHICAGO LLC

CRD 286459

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e1c611b4-c088-b76b-34ee-6ced7154fef3

Data as of Nov 30, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 6
On other graphs: 1
Observed: Jan 17, 2017 to Nov 30, 2022
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

Aksia Chicago LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $50.9MItem 5.F on the latest filing (2022-11-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $50.9Mgross asset value as reported per fund; never fund size
Custody, client assets: $50.9M
SEC number: 801-108999
CRD: 286459
Filings on the tape: 13
First filed: Jan 17, 2017
Latest filed: Nov 30, 2022
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AKSIA LLC	MANAGING MEMBER	E	yes	12/2020	Dec 7, 2020	Nov 30, 2022
KRIVINSKAS, DAINIUS, ANTHONY	CHIEF COMPLIANCE OFFICER	Na	yes	11/2016	Jan 17, 2017	Nov 30, 2022
PANAGIOTIDIS, ALEXANDROS	Member	C	yes	12/2020	Dec 7, 2020	Nov 30, 2022
VOS, JAMES, HAYDEN	MANAGING MEMBER	F	yes	12/2020	Dec 7, 2020	Nov 30, 2022
ADELSBACH, PATRICK, RICHARD	Member	F	no	12/2020	Dec 7, 2020	Nov 30, 2022
BENARD, VALERIE	Member	F	no	12/2020	Dec 7, 2020	Nov 30, 2022
DAVIDSON, MICHELLE, MARGARET	Member	F	no	12/2020	Dec 7, 2020	Nov 30, 2022
FANN, DAVID, I CHI	Member	F	no	12/2020	Dec 7, 2020	Nov 30, 2022
FISHMAN, MAYA	Member	F	no	12/2020	Dec 7, 2020	Nov 30, 2022
FLUDGATE, SIMON, ALEXANDER	Member	F	no	12/2020	Dec 7, 2020	Nov 30, 2022
KILARJIAN, NORMAN, SEROP	Member	F	no	12/2020	Dec 7, 2020	Nov 30, 2022
KING, KARA, BOONE	Member	F	no	12/2020	Dec 7, 2020	Nov 30, 2022
KREMS, MICHAEL, STUART	Member	F	no	12/2020	Dec 7, 2020	Nov 30, 2022
KRIVINSKAS, DAINIUS, ANTHONY	Member	F	no	01/2021	Jan 17, 2017	Nov 30, 2022
LARUCCI, JOSEPH, P	Member	F	no	12/2020	Dec 7, 2020	Nov 30, 2022
MARTIN, THOMAS, JAMES	Member	F	no	12/2020	Dec 7, 2020	Nov 30, 2022
NEST, WILLIAM, TIMOTHY	Member	F	no	01/2022	Mar 30, 2022	Nov 30, 2022
NEWTON, OLIVER, PETER	Member	F	no	12/2020	Dec 7, 2020	Nov 30, 2022
WASHIO, MANABU	Member	F	no	12/2020	Dec 7, 2020	Nov 30, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AKSIA LLC	n/a	Other adviser	$35B	Y	yes	n/a
AKSIA CA LLC	n/a	Former SEC adviser	$2.1B	N	yes	n/a
AKSIA EUROPE LIMITED	n/a	n/a	n/a	N	yes	n/a
AKSIA HONG KONG LIMITED	n/a	n/a	n/a	N	yes	n/a
AKSIA JAPAN CO., LTD	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 30, 2022	$50.9M	$0	5	5	0	1	$50.9M
2020	Mar 31, 2021	n/a	n/a	5	5	1	1	$49.4M
2019	Mar 31, 2020	n/a	n/a	5	5	1	1	$50.2M
2018	Mar 19, 2019	n/a	n/a	5	5	1	1	$49.8M
2017	Mar 16, 2018	n/a	n/a	5	5	1	1	$50.3M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$50.9M	n/a	n/a	n/a	n/a	5	5	0	1

Relationships

Affiliated with (2)

→ AKSIA LLCRegistered adviserother investment adviser, bank, LP sponsor, control, common control
factForm ADV
→ AKSIA CA LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV

Controls (4)

← AKSIA LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Dec 7, 2020 to presentfactForm ADV
← VOS, JAMES, HAYDENOwnerMANAGING MEMBER, ownership code F, individual
Dec 7, 2020 to presentfactForm ADV
← PANAGIOTIDIS, ALEXANDROSOwnerMEMBER, ownership code C, individual
Dec 7, 2020 to presentfactForm ADV
← KRIVINSKAS, DAINIUS, ANTHONYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 17, 2017 to presentfactForm ADV

Owns (15)

← KILARJIAN, NORMAN, SEROPOwnerMEMBER, ownership code F, individual
Dec 7, 2020 to presentfactForm ADV
← DAVIDSON, MICHELLE, MARGARETOwnerMEMBER, ownership code F, individual
Dec 7, 2020 to presentfactForm ADV
← LARUCCI, JOSEPH, POwnerMEMBER, ownership code F, individual
Dec 7, 2020 to presentfactForm ADV
← FANN, DAVID, I CHIOwnerMEMBER, ownership code F, individual
Dec 7, 2020 to presentfactForm ADV
← FLUDGATE, SIMON, ALEXANDEROwnerMEMBER, ownership code F, individual
Dec 7, 2020 to presentfactForm ADV
← WASHIO, MANABUOwnerMEMBER, ownership code F, individual
Dec 7, 2020 to presentfactForm ADV
← KING, KARA, BOONEOwnerMEMBER, ownership code F, individual
Dec 7, 2020 to presentfactForm ADV
← ADELSBACH, PATRICK, RICHARDOwnerMEMBER, ownership code F, individual
Dec 7, 2020 to presentfactForm ADV
← BENARD, VALERIEOwnerMEMBER, ownership code F, individual
Dec 7, 2020 to presentfactForm ADV
← MARTIN, THOMAS, JAMESOwnerMEMBER, ownership code F, individual
Dec 7, 2020 to presentfactForm ADV
← NEST, WILLIAM, TIMOTHYOwnerMEMBER, ownership code F, individual
Mar 30, 2022 to presentfactForm ADV
← FISHMAN, MAYAOwnerMEMBER, ownership code F, individual
Dec 7, 2020 to presentfactForm ADV
← KREMS, MICHAEL, STUARTOwnerMEMBER, ownership code F, individual
Dec 7, 2020 to presentfactForm ADV
← KRIVINSKAS, DAINIUS, ANTHONYOwnerMEMBER, ownership code F, individual
Jan 17, 2017 to presentfactForm ADV
← NEWTON, OLIVER, PETEROwnerMEMBER, ownership code F, individual
Dec 7, 2020 to presentfactForm ADV

Dated events

Occurred
Dec 7, 2020
Control person left
Alan Scott Krouse (Principal, Managing Member) no longer on Schedule A of Aksia Chicago Llc (listed 2020-03-31, absent 2020-12-07)
Form ADVobserved 5 days ago
Occurred
Dec 7, 2020
Control person left
Brian Mark Bartmann (Principal, Managing Member) no longer on Schedule A of Aksia Chicago Llc (listed 2020-03-31, absent 2020-12-07)
Form ADVobserved 5 days ago
Occurred
Dec 7, 2020
Control person joined
Hayden James Vos (Managing Member) appeared on Schedule A of Aksia Chicago Llc
Form ADVobserved 5 days ago
Occurred
Dec 7, 2020
Control person joined
Alexandros Panagiotidis (Member) appeared on Schedule A of Aksia Chicago Llc
Form ADVobserved 5 days ago
Occurred
Mar 16, 2018
Succession filed (Item 4)
Alignium reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
Jan 17, 2017
First Form ADV filing
Alignium filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e1c611b4-c088-b76b-34ee-6ced7154fef3
First observed: Jan 17, 2017
Last observed: Nov 30, 2022 46 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AKSIA CHICAGO LLC

CRD 286459

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e1c611b4-c088-b76b-34ee-6ced7154fef3

Data as of Nov 30, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AKSIA LLC

MANAGING MEMBER

yes

12/2020

Dec 7, 2020

Nov 30, 2022

KRIVINSKAS, DAINIUS, ANTHONY

CHIEF COMPLIANCE OFFICER

yes

11/2016

Jan 17, 2017

Nov 30, 2022

PANAGIOTIDIS, ALEXANDROS

Member

yes

12/2020

Dec 7, 2020

Nov 30, 2022

VOS, JAMES, HAYDEN

MANAGING MEMBER

yes

12/2020

Dec 7, 2020

Nov 30, 2022

ADELSBACH, PATRICK, RICHARD

Member

12/2020

Dec 7, 2020

Nov 30, 2022

BENARD, VALERIE

Member

12/2020

Dec 7, 2020

Nov 30, 2022

DAVIDSON, MICHELLE, MARGARET

Member

12/2020

Dec 7, 2020

Nov 30, 2022

FANN, DAVID, I CHI

Member

12/2020

Dec 7, 2020

Nov 30, 2022

FISHMAN, MAYA

Member

12/2020

Dec 7, 2020

Nov 30, 2022

FLUDGATE, SIMON, ALEXANDER

Member

12/2020

Dec 7, 2020

Nov 30, 2022

KILARJIAN, NORMAN, SEROP

Member

12/2020

Dec 7, 2020

Nov 30, 2022

KING, KARA, BOONE

Member

12/2020

Dec 7, 2020

Nov 30, 2022

KREMS, MICHAEL, STUART

Member

12/2020

Dec 7, 2020

Nov 30, 2022

KRIVINSKAS, DAINIUS, ANTHONY

Member

01/2021

Jan 17, 2017

Nov 30, 2022

LARUCCI, JOSEPH, P

Member

12/2020

Dec 7, 2020

Nov 30, 2022

MARTIN, THOMAS, JAMES

Member

12/2020

Dec 7, 2020

Nov 30, 2022

NEST, WILLIAM, TIMOTHY

Member

01/2022

Mar 30, 2022

Nov 30, 2022

NEWTON, OLIVER, PETER

Member

12/2020

Dec 7, 2020

Nov 30, 2022

WASHIO, MANABU

Member

12/2020

Dec 7, 2020

Nov 30, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AKSIA LLC

n/a

Other adviser

$35B

yes

n/a

AKSIA CA LLC

n/a

Former SEC adviser

$2.1B

yes

n/a

AKSIA EUROPE LIMITED

n/a

yes

n/a

AKSIA HONG KONG LIMITED

n/a

yes

n/a

AKSIA JAPAN CO., LTD

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 30, 2022

$50.9M

2020

Mar 31, 2021

n/a

$49.4M

2019

Mar 31, 2020

n/a

$50.2M

2018

Mar 19, 2019

n/a

$49.8M

2017

Mar 16, 2018

n/a

$50.3M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$50.9M

n/a