DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

A•••• C•••••• L••

Former SEC-registered adviserC••••••, IllinoisCRD 286459SEC 801-108999IAPD
Latest filing Nov 30, 2022
First filing on the tape Jan 17, 2017 · 13 filings
RAUM
$50.9M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$50.9M gross assets
History
13 filings and snapshots on the tape
RAUM: $50.9M
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2022
Mar 16, 20180 then
Employees (5.A)5 as of Mar 30, 2022
Mar 16, 20185 then
Private funds1 as of Mar 30, 2022
Mar 16, 20181 then
RAUM n/a over the last fiscal yearIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Nov 30, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$50.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, pension consultingreportedItem 5.G
Custody
$50.9M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$50.9M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$50.9M for 1 clientsreported
Compensation
fixed, hourly, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • K••••••••• D••••••• A•••••• · Chief Compliance Officercontrol
        since 11/2016 · owns less than 5%
      • P••••••••• A••••••••• · Membercontrol
        since 12/2020 · owns 25% to 50% of A•••• L••
      • V••• J••••• H••••• · Managing Membercontrol
        since 12/2020 · owns F of A•••• L••
      • A••••••••• P••••••• R•••••• · Member
        since 12/2020 · owns F of A•••• L••
      • B•••••• V•••••• · Member
        since 12/2020 · owns F of A•••• L••
      • D•••••••• M•••••••• M••••••• · Member
        since 12/2020 · owns F of A•••• L••
      • F•••• D••••• I• C•• · Member
        since 12/2020 · owns F of A•••• L••
      • F••••••• M••• · Member
        since 12/2020 · owns F of A•••• L••
      • F•••••••• S••••• A•••••••• · Member
        since 12/2020 · owns F of A•••• L••
      • K••••••••• N•••••• S•••• · Member
        since 12/2020 · owns F of A•••• L••
      • K•••• K•••• B•••• · Member
        since 12/2020 · owns F of A•••• L••
      • K••••• M••••••• S••••• · Member
        since 12/2020 · owns F of A•••• L••
      • K••••••••• D••••••• A•••••• · Member
        since 01/2021 · owns F of A•••• L••
      • L••••••• J•••••• P• · Member
        since 12/2020 · owns F of A•••• L••
      • M•••••• T•••••• J•••• · Member
        since 12/2020 · owns F of A•••• L••
      • N•••• W••••••• T•••••• · Member
        since 01/2022 · owns F of A•••• L••
      • N•••••• O•••••• P•••• · Member
        since 12/2020 · owns F of A•••• L••
      • W•••••• M••••• · Member
        since 12/2020 · owns F of A•••• L••
      Entity owners
      • A•••• L•• · Managing Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • A•••• C• L••
        investment adviserLP sponsornRAUM $2.1B
      • A•••• E••••• L••••••
        investment advisern
      • A•••• H••• K••• L••••••
        investment advisern
      • A•••• J•••• C••• L••
        investment advisern
      • A•••• L••
        investment adviserbankLP sponsoryRAUM $35B
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · unset to 1.0
        Mar 31, 2021 to Mar 30, 2022
      • Advisory activities · 1 to 2
        Mar 31, 2021 to Mar 30, 2022
      • Business name · A••••••• to A•••• C•••••• L••
        Mar 31, 2021 to Mar 30, 2022
      • Pooled vehicle clients · unset to 1.0
        Mar 31, 2021 to Mar 30, 2022
      • Assets in custody · $49.4M to $50.9M
        Mar 31, 2021 to Mar 30, 2022
      • Other offices · 1 to 0
        Mar 31, 2021 to Mar 30, 2022
      • Discretionary RAUM · unset to 0.0
        Mar 31, 2021 to Mar 30, 2022
      • Non-discretionary RAUM · unset to 50900757.0
        Mar 31, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · unset to 50900757.0
        Mar 31, 2021 to Mar 30, 2022
      • RAUM · unset to 50900757.0
        Mar 31, 2021 to Mar 30, 2022
      • Assets in custody · $50.2M to $49.4M
        Dec 7, 2020 to Mar 31, 2021
      • Legal name · A•••••••, LLC to A•••• C•••••• L••
        Dec 7, 2020 to Mar 31, 2021
      • Advisory activities · 2 to 1
        Mar 31, 2020 to Dec 7, 2020
      • Pension RAUM · unset to 0.0
        Mar 31, 2020 to Dec 7, 2020
      • Related adviser · false to true
        Mar 31, 2020 to Dec 7, 2020
      • Related bank · false to true
        Mar 31, 2020 to Dec 7, 2020
      • Assets in custody · $49.8M to $50.2M
        Mar 19, 2019 to Mar 31, 2020
      • Assets in custody · $50.3M to $49.8M
        Nov 8, 2018 to Mar 19, 2019
      • Succession · true to false
        Mar 16, 2018 to Sep 13, 2018
      • Advisory employees · 7 to 5
        May 8, 2017 to Mar 16, 2018
      • Assets in custody · unset to 50330000.0
        May 8, 2017 to Mar 16, 2018
      • Custody of client assets · false to true
        May 8, 2017 to Mar 16, 2018
      • Employees · 7 to 5
        May 8, 2017 to Mar 16, 2018
      • Other offices · unset to 1.0
        May 8, 2017 to Mar 16, 2018
      • Private funds · unset to 1
        May 8, 2017 to Mar 16, 2018
      • Succession · false to true
        May 8, 2017 to Mar 16, 2018
      Signals
      6 dated events
      • Alan Scott Krouse (Principal, Managing Member) no longer on Schedule A of A•••• C•••••• L•• (listed 2020-03-31, absent 2020-12-07)
        Dec 7, 2020 · Control person left · inference
      • B•••• M••• B••••••• (Principal, Managing Member) no longer on Schedule A of A•••• C•••••• L•• (listed 2020-03-31, absent 2020-12-07)
        Dec 7, 2020 · Control person left · inference
      • Hayden James Vos (Managing Member) appeared on Schedule A of A•••• C•••••• L••
        Dec 7, 2020 · Control person joined · fact
      • Alexandros Panagiotidis (Member) appeared on Schedule A of A•••• C•••••• L••
        Dec 7, 2020 · Control person joined · fact
      • Alignium reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Mar 16, 2018 · Succession (Item 4) · fact
      • Alignium filed its initial SEC registration (Form ADV)
        Jan 17, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      A•••• C•••••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

      Checking your plan…