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Advisor at MML INVESTORS SERVICES, LLC
NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Dec 16, 2015 | n/a | yes | NEWPORT BEACH, CA | Current employment |
| DWS INVESTMENT MANAGEMENT AMERICAS, INC. | Other adviser | Mar 24, 2003 | Sep 23, 2005 | no | COSTA MESA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DWS INVESTMENT MANAGEMENT AMERICAS, INC. | MML INVESTORS SERVICES, LLC | Sep 23, 2005 | Dec 16, 2015 | 3,736 | Firm change after gap | Other |