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A•••••• D••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

A•••••• D••••• S••••••

Advisor at E•• A•••••••

CAMBRIDGE, MN | ROCHESTER, MN | Owatonna, MN

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Search this name across graphsid dfx:ria:e1f9af7b-3128-48f6-d077-797baa6cdc70

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Current registrations

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A•••••• G••••• L••	Independent wealth	Nov 4, 2013	n/a	yes	Owatonna, MN\|CAMBRIDGE, MN\|CAMBRIDGE, MN\|ROCHESTER, MN	Current employment
E•• A•••••••	Bd affiliated wealth	Nov 1, 2013	n/a	yes

Relationships

Registered with (2)

→ A••••••• A•••••• G••••• L••Registered adviserregistration: current employment
Nov 4, 2013 to presentfactForm ADV
→ E•• A•••••••Registered adviserregistration: current employment
Nov 1, 2013 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e1f9af7b-3128-48f6-d077-797baa6cdc70
First observed: Jan 1, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.