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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

RICHARD COLBY MCFADDEN

Advisor at QUIVER FINANCIAL HOLDINGS LLC

SAN CLEMENTE, CA

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Search this name across graphsid dfx:ria:e1fd3356-813b-1f3e-f792-5d2a3a0cdbf7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: QUIVER FINANCIAL HOLDINGS LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 24, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Dec 24, 2002
First registration: Jul 15, 2003
Dual registered: yes, broker-dealer
Other names: COLBY MCFADDEN
IAPD individual key: 2765788

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
QUIVER FINANCIAL HOLDINGS LLC	State registered	Mar 30, 2020	n/a	yes	SAN CLEMENTE, CA	Current employment
WESTPARK CAPITAL, INC.	Independent wealth	Aug 9, 2016	Mar 17, 2020	no	Irvine, CA	Previous registration
NEWPORT COAST ASSET MANAGEMENT	Former SEC adviser	Nov 5, 2010	Jul 20, 2016	no	IRVINE, CA\|NEW YORK, NY\|SAN CLEMENTE, CA	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Jun 29, 2007	Nov 9, 2010	no	TUSTIN, CA\|SAN CLEMENTE, CA\|TULSA, OK\|SAN CLEMENTE, CA	Previous registration
BROOKSTREET SECURITIES CORPORATION	n/a	Jul 15, 2003	Jul 3, 2007	no	SAN JUAN CAPISTRANO, CA\|SAN CLEMENTE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTPARK CAPITAL, INC.	QUIVER FINANCIAL HOLDINGS LLC	Mar 17, 2020	Mar 30, 2020	13	Firm change	RIA to state RIA
NEWPORT COAST ASSET MANAGEMENT	WESTPARK CAPITAL, INC.	Jul 20, 2016	Aug 9, 2016	20	Firm change	Other
INVESTORS CAPITAL ADVISORY	NEWPORT COAST ASSET MANAGEMENT	Nov 9, 2010	Nov 5, 2010	-4	Firm change	Other
BROOKSTREET SECURITIES CORPORATION	INVESTORS CAPITAL ADVISORY	Jul 3, 2007	Jun 29, 2007	-4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
16944:39914:CA:2016-07-20	Jul 20, 2016	Aug 9, 2016	SAN CLEMENTE, CA	Firm change

Relationships

Registered with (5)

→ QUIVER FINANCIAL HOLDINGS LLCRegistered adviserregistration: current employment
Mar 30, 2020 to presentfactForm ADV
→ WESTPARK CAPITAL, INC.Registered adviserregistration: previous registration
Aug 9, 2016 to Mar 17, 2020factForm ADV
→ NEWPORT COAST ASSET MANAGEMENTRegistered adviserregistration: previous registration
Nov 5, 2010 to Jul 20, 2016factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Jun 29, 2007 to Nov 9, 2010factForm ADV
→ BROOKSTREET SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 15, 2003 to Jul 3, 2007factForm ADV

Dated events

No dated event names this entity yet.