DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Colby Mcfadden
Feed of 09/14/2026
Also filed as Colby Mcfadden
At current firm
6 y
since Mar 30, 2020
In the industry
23 y
since Dec 24, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Quiver Financial Holdings LLC state registered currentsince Mar 30, 2020 · San Clemente, Ca
- Westpark Capital, Inc. independent RIAAug 9, 2016 to Mar 17, 2020 · Irvine, Ca
- Newport Coast Asset Management formerNov 5, 2010 to Jul 20, 2016 · Irvine, Ca
- Investors Capital Advisory formerJun 29, 2007 to Nov 9, 2010 · Tustin, Ca
- Brookstreet Securities Corporation unclassifiedJul 15, 2003 to Jul 3, 2007 · San Juan Capistrano, Ca
Moves
a registration end followed by a registration begin elsewhere
- Westpark Capital, Inc. to Quiver Financial Holdings LLCleft Mar 17, 2020, registered Mar 30, 2020 (13 days) · RIA to a state-registered adviser
- Newport Coast Asset Management to Westpark Capital, Inc.left Jul 20, 2016, registered Aug 9, 2016 (20 days) · Other · moved with a team
- Investors Capital Advisory to Newport Coast Asset Managementleft Nov 9, 2010, registered Nov 5, 2010 (-4 days) · Other
- Brookstreet Securities Corporation to Investors Capital Advisoryleft Jul 3, 2007, registered Jun 29, 2007 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address