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D•••• A•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

D•••• A•••••• S•••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

GARDEN CITY, NY

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Search this name across graphsid dfx:ria:e204f4b2-82a0-1430-7858-701c3e068ead

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Apr 21, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jan 14, 2025	n/a	yes	GARDEN CITY, NY	Current employment
M••••• S••••••	Wirehouse	Jan 12, 2023	Jan 2, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jan 2, 2025	Jan 14, 2025	12	Firm change	Wirehouse to wirehouse
J••• M••••• S••••••••• L••	M••••• S••••••	Jan 3, 2023

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 21, 2015 to Aug 2, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jan 12, 2023 to Jan 2, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 24, 2022 to Jan 3, 2023factForm ADV

Dated events

Occurred
Jan 2, 2025
Advisor changed firm
D•••• A•••••• S••••• left M••••• S•••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-01-14)
Form ADVobserved 7 days ago
Occurred
Jan 3, 2023
Advisor changed firm
D•••• A•••••• S••••• left J••• M••••• S••••••••• L•• for M••••• S•••••• (registered 2023-01-12)
Form ADVobserved 7 days ago
Occurred
Aug 2, 2022
Advisor changed firm
D•••• A•••••• S••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2022-08-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e204f4b2-82a0-1430-7858-701c3e068ead
First observed: Apr 21, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.