DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• W••••• A••••••• L••
Mt Laurel Township, NJ | SICKLERVILLE, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• W••••• A••••••• L•• | Independent wealth | Oct 2, 2024 | n/a | yes | Mt Laurel Township, NJ|SICKLERVILLE, NJ | Current employment |
| V••••••• A•••••••• I••• | Bd affiliated wealth | Feb 8, 2019 | Oct 8, 2024 | no | Malvern, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••••••• A•••••••• I••• | S•••••• W••••• A••••••• L•• | Oct 8, 2024 | Oct 2, 2024 | -6 | Firm change | Ibd to RIA |
| F••••••• P••••••• A•• W•••••••• A••••••• | V••••••• A•••••••• I••• | Jan 14, 2019 | Feb 8, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288590:106715:MA:2019-01-11 | Jan 14, 2019 | Feb 8, 2019 | BOSTON, MA | Firm change |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Jan 14, 2019 | no | BOSTON, MA | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Oct 5, 2011 | Jul 13, 2018 | no | WARRINGTON, PA|MARLTON, NJ | Previous registration |
| 25 |
| Firm change |
| Ibd to ibd |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |