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Advisor at WEDBUSH SECURITIES INC.
Pasadena, CA | JERSEY CITY, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEDBUSH SECURITIES INC. | Bd affiliated wealth | Mar 21, 2022 | n/a | yes | Pasadena, CA|JERSEY CITY, NJ | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 12, 2013 | Mar 28, 2022 | no | PARAMUS, NJ|WEEHAWKEN, NJ|NEW YORK, NY|WEEHAWKEN, NJ|Weehawken, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 17, 2011 | Mar 5, 2013 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WEDBUSH SECURITIES INC. | Mar 28, 2022 | Mar 21, 2022 | -7 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Mar 5, 2013 | Mar 12, 2013 | 7 | Firm change | Wirehouse to wirehouse |