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Advisor at HILLTOP SECURITIES ASSET MANAGEMENT, LLC
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HILLTOP SECURITIES ASSET MANAGEMENT, LLC | Institutional manager | Jan 12, 2022 | n/a | yes | DALLAS, TX | Current employment |
| MOMENTUM INDEPENDENT NETWORK INC. | Bd affiliated wealth | Jan 12, 2022 | n/a | yes | DALLAS, TX | Current employment |
| HILLTOP SECURITIES INC. | Bd affiliated wealth | Jan 12, 2022 | n/a | yes | DALLAS, TX | Current employment |
| D.A. DAVIDSON & CO. | Independent wealth | Jun 10, 2019 | Jan 4, 2022 | no | DENVER, CO|PLANO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. | HILLTOP SECURITIES INC. | Jan 4, 2022 | Jan 12, 2022 | 8 | Firm change | RIA to ibd |