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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 10b 100b

HILLTOP SECURITIES ASSET MANAGEMENT, LLC

CRD 110760

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fdac3152-cf2f-2868-29ed-b9ebfb47835c

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 56
Dated events: 16
On other graphs: 0
Observed: Mar 30, 2012 to Mar 26, 2026
58 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=true related_bank=true bd_reps=13.0
Regulatory AUM: $38BItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 25
RAUM per advisor: $1.5Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 31
Advisory employees: 13
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 60
SEC number: 801-40189
CRD: 110760
Filings on the tape: 58
First filed: Mar 30, 2012
Latest filed: Mar 26, 2026
Organised: Limited Liability Company, DE
Website: hilltopsecurities.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SCOTT DAMIAN MCINTYRE	Chartered Financial Analyst	AUSTIN, TX	27	32	n/a	yes
THOMAS GREGORY WARNER	n/a	AUSTIN, TX	27	27	n/a	yes
DONALD FRANCIS FOLEY	n/a	DALLAS, TX	20	22	2	yes
BLAKE BARNES MORRIS	n/a	DALLAS, TX	18	23	2	yes
DANIEL WESLEY GRANT	n/a	DALLAS, TX \| Wells, ME	13	37	n/a	yes
ANDREA LEE CASH	n/a	DALLAS, TX \| Austin, TX	9	11	n/a	yes
SCOTT ANDREW COYA	n/a	DALLAS, TX	4	16	1	yes
VICTORIA LEIGH CAPELLA	n/a	DALLAS, TX	4	13	1	yes
MARY ANN DUNDA	n/a	DALLAS, TX	3	22	n/a	yes
Matthew Rene Gomez	n/a	Austin, TX \| DALLAS, TX	3	12	n/a	yes
Alexis Correa	n/a	DALLAS, TX	3	12	n/a	yes
EVELYN MARIE BURGETT	Certified Financial Planner	DALLAS, TX	3	29	n/a	yes
JAMES HERBERT TOWNE	n/a	Solana Beach, CA	3	11	n/a	yes
LANCE TOMAS FLORES	n/a	DALLAS, TX	2	10	2	yes
MICA LYNN OWENS-WEARY	n/a	DALLAS, TX	2	27	n/a	yes
THOMAS DU	n/a	DALLAS, TX	2	10	1	yes
JONATHAN SOBEL	n/a	DALLAS, TX	2	10	n/a	yes
MATTHEW ALAN HARRIS	Chartered Financial Analyst	DALLAS, TX	1	19	n/a	yes
TREVOR LANE HILZ	n/a	DALLAS, TX	1	12	2	yes
CAROL ELAINE CHEEKS	n/a	HAYMARKET, VA \| DALLAS, TX	1	29	2	yes
JENNIFER ONSTAD	n/a	DALLAS, TX	0	20	n/a	yes
MATTHEW JOSEPH CALLEWAERT	n/a	DALLAS, TX	0	12	n/a	yes
DOMINIC MARK ALTO	n/a	DALLAS, TX	0	21	6	yes
JOHN EDWARD SIMONE	n/a	DALLAS, TX \| ORLANDO, FL	0	12	1	yes
VINCENT HUMPHREY	n/a	DALLAS, TX	0	25	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COYA, SCOTT, ANDREW	CHIEF COMPLIANCE OFFICER	Na	yes	01/2022	Jan 11, 2022	Oct 23, 2024
DUNDA, MARY ANN	PRESIDENT AND BOARD MEMBER	Na	yes	10/2024	Oct 14, 2024	Oct 23, 2024
EDGE, JOSEPH, MICHAEL	CHIEF FINANCIAL OFFICER	Na	yes	02/2016	Feb 8, 2017	Oct 23, 2024
FIRST SOUTHWEST HOLDING, L.L.C.	PARENT COMPANY	E	yes	01/2009	Mar 30, 2012	Oct 23, 2024
HILLTOP HOLDINGS INC.	Parent	E	yes	01/2015	Jan 14, 2015	Oct 23, 2024
HILLTOP SECURITIES HOLDING, LLC	Parent	E	yes	01/2015	Jan 14, 2015	Oct 23, 2024
WINGES, MARTIN, BRADLEY	CHAIRMAN OF THE BOARD	Na	yes	03/2021	Feb 21, 2019	Oct 23, 2024
MEDANICH, DAVID, KING	BOARD MANAGER	Na	no	05/2007	Mar 30, 2012	Oct 23, 2024
WITTNEBEN, BRIAN, LANE	SECRETARY/GENERAL COUNSEL	Na	no	09/2009	Aug 26, 2019	Oct 23, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HILLTOP SECURITIES INC.	n/a	Bd affiliated wealth	$2.5B	N	yes	n/a
MOMENTUM INDEPENDENT NETWORK INC.	n/a	Bd affiliated wealth	$1.6B	N	yes	n/a
HILLTOP HOLDINGS INC.	n/a	n/a	n/a	Y	no	n/a
HILLTOP SECURITIES INSURANCE AGENCY INC.	n/a	n/a	n/a	N	yes	n/a
SOUTHWEST FINANCIAL INSURANCE AGENCY, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Austin	TX	United States	5	yes
SOLANA BEACH	CA	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$38B	$0	31	13	3	n/a	n/a
2024	Mar 24, 2025	$32B	$0	31	13	3	n/a	n/a
2023	Mar 26, 2024	$27B	$0	29	12	3	n/a	n/a
2022	Mar 30, 2023	$21B	$0	35	7	3	n/a	n/a
2021	Mar 30, 2022	$18B	$0	29	6	2	n/a	n/a
2020	Mar 31, 2021	$16B	$0	26	4	2	n/a	n/a
2019	Mar 30, 2020	$16B	$0	24	4	1	n/a	n/a
2018	Mar 29, 2019	$15B	$0	25	4	1	n/a	n/a
2017	Apr 6, 2018	$12B	$0	25	2	1	n/a	n/a
2016	Mar 30, 2017	$12B	$0	25	2	n/a	n/a	n/a
2015	Apr 11, 2016	$8.4B	$0	25	2	n/a	n/a	n/a
2014	Mar 31, 2015	$7.7B	$7.7B	25	2	n/a	n/a	n/a
2013	Mar 31, 2014	$6.9B	$0	25	2	n/a	n/a	n/a
2012	Apr 30, 2013	$5.9B	$0	34	2	n/a	n/a	n/a
2011	Mar 30, 2012	$6.5B	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	1	2	4.0%	2	0	0	6	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$38B	$32B	19.0%	$21B	20.8%	31	31	3	3

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HILLTOP SECURITIES INC.	2	May 15, 2025	Mar 5, 2024	DALLAS, TX	Channel change	Other	1.4%

Relationships

Registered with (39)

← VINCENT HUMPHREYAdvisorregistration: current employment
Aug 19, 2026 to presentfactForm ADV
← JOHN EDWARD SIMONEAdvisorregistration: current employment
Aug 3, 2026 to presentfactForm ADV
← DOMINIC MARK ALTOAdvisorregistration: current employment
May 14, 2026 to presentfactForm ADV
← MATTHEW JOSEPH CALLEWAERTAdvisorregistration: current employment
Mar 31, 2026 to presentfactForm ADV
← JENNIFER ONSTADAdvisorregistration: current employment
Nov 20, 2025 to presentfactForm ADV
← CAROL ELAINE CHEEKSAdvisorregistration: current employment
May 12, 2025 to presentfactForm ADV
← TREVOR LANE HILZAdvisorregistration: current employment
Mar 26, 2025 to presentfactForm ADV
← MATTHEW ALAN HARRISAdvisorregistration: current employment
Feb 12, 2025 to presentfactForm ADV
← JONATHAN SOBELAdvisorregistration: current employment
Aug 7, 2024 to presentfactForm ADV
← THOMAS DUAdvisorregistration: current employment
May 22, 2024 to presentfactForm ADV
← MICA LYNN OWENS-WEARYAdvisorregistration: current employment
May 15, 2024 to presentfactForm ADV
← LANCE TOMAS FLORESAdvisorregistration: current employment
Jan 31, 2024 to presentfactForm ADV
← JAMES HERBERT TOWNEAdvisorregistration: current employment
Aug 21, 2023 to presentfactForm ADV
← EVELYN MARIE BURGETTAdvisorregistration: current employment
May 15, 2023 to presentfactForm ADV
← VICTORIA LEIGH CAPELLAAdvisorregistration: current employment
May 15, 2023 to presentfactForm ADV
← Alexis CorreaAdvisorregistration: current employment
Apr 6, 2023 to presentfactForm ADV
← Matthew Rene GomezAdvisorregistration: current employment
Mar 31, 2023 to presentfactForm ADV
← MARY ANN DUNDAAdvisorregistration: current employment
Jan 4, 2023 to presentfactForm ADV
← SCOTT ANDREW COYAAdvisorregistration: current employment
Jan 12, 2022 to presentfactForm ADV
← ANDREA LEE CASHAdvisorregistration: current employment
Dec 9, 2016 to presentfactForm ADV
← DANIEL WESLEY GRANTAdvisorregistration: current employment
Jun 12, 2013 to presentfactForm ADV
← BLAKE BARNES MORRISAdvisorregistration: current employment
Apr 7, 2008 to presentfactForm ADV
← DONALD FRANCIS FOLEYAdvisorregistration: previous registration
Mar 16, 2006 to Apr 27, 2006factForm ADV
← THOMAS GREGORY WARNERAdvisorregistration: current employment
Aug 2, 1999 to presentfactForm ADV
← SCOTT DAMIAN MCINTYREAdvisorregistration: current employment
Mar 29, 1999 to presentfactForm ADV
← CHARLES JEFFREY MCCORMICKAdvisorregistration: previous registration
May 29, 2025 to Jul 9, 2026factForm ADV
← DAVID SHECHTMANAdvisorregistration: previous registration
Mar 5, 2024 to Jan 26, 2026factForm ADV
← LOUIS GERARD MARTINEAdvisorregistration: previous registration
Mar 27, 2020 to Jun 10, 2025factForm ADV
← Jerome Maurice GaudryAdvisorregistration: previous registration
Jul 6, 2021 to Jun 10, 2025factForm ADV
← CHIA YUN CHIENAdvisorregistration: previous registration
Apr 6, 2022 to Jun 5, 2025factForm ADV
and 9 more

Affiliated with (5)

← MOMENTUM INDEPENDENT NETWORK INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← HILLTOP SECURITIES INC.Registered adviserother investment adviser, common control
factForm ADV
→ MOMENTUM INDEPENDENT NETWORK INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ HILLTOP SECURITIES INC.Registered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV
← FSW ADVISORY SERVICES INC.Registered adviserother investment adviser, common control
factForm ADV

Owns (2)

← MEDANICH, DAVID, KINGOwnerBOARD MANAGER, ownership code NA, individual
Mar 30, 2012 to Oct 23, 2024factForm ADV
← WITTNEBEN, BRIAN, LANEOwnerSECRETARY/GENERAL COUNSEL, ownership code NA, individual
Aug 26, 2019 to Oct 23, 2024factForm ADV

Controls (7)

← WINGES, MARTIN, BRADLEYOwnerCHAIRMAN OF THE BOARD, ownership code NA, individual
Feb 21, 2019 to Oct 23, 2024factForm ADV
← COYA, SCOTT, ANDREWOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 11, 2022 to Oct 23, 2024factForm ADV
← EDGE, JOSEPH, MICHAELOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Feb 8, 2017 to Oct 23, 2024factForm ADV
← DUNDA, MARY ANNOwnerPRESIDENT AND BOARD MEMBER, ownership code NA, individual
Oct 14, 2024 to Oct 23, 2024factForm ADV
← FIRST SOUTHWEST HOLDING, L.L.C.OwnerPARENT COMPANY, ownership code E, domestic entity
Mar 30, 2012 to Oct 23, 2024factForm ADV
← HILLTOP HOLDINGS INC.OwnerPARENT, ownership code E, domestic entity
Jan 14, 2015 to Oct 23, 2024factForm ADV
← HILLTOP SECURITIES HOLDING, LLCOwnerPARENT, ownership code E, domestic entity
Jan 14, 2015 to Oct 23, 2024factForm ADV

Moved with (1)

← HILLTOP SECURITIES INC.Registered adviser2 advisors, team lift out
May 15, 2025 to Mar 5, 2024factForm ADV

Dated events

Occurred
Jan 26, 2026
Advisor changed firm
David Shechtman left Hilltop Securities Asset Management, Llc for Meeder Public Funds, Inc. (registered 2026-01-12)
Form ADVobserved 4 days ago
Occurred
Jun 10, 2025
Advisor departed, no destination yet
Louis Gerard Martine no longer registered at Hilltop Securities Asset Management, Llc; no later IA registration on IAPD
Form ADVobserved 4 days ago
Occurred
Jun 10, 2025
Advisor departed, no destination yet
Jerome Maurice Gaudry no longer registered at Hilltop Securities Asset Management, Llc; no later IA registration on IAPD
Form ADVobserved 4 days ago
Occurred
Jun 5, 2025
Advisor departed, no destination yet
Chia Yun Chien no longer registered at Hilltop Securities Asset Management, Llc; no later IA registration on IAPD
Form ADVobserved 4 days ago
Occurred
May 15, 2025
Advisor changed firm
Phillip Jones left Hilltop Securities Asset Management, Llc for Meeder Public Funds, Inc. (registered 2025-06-13)
Form ADVobserved 4 days ago
Occurred
Oct 14, 2024
Control person joined
Mary Ann Dunda (President) appeared on Schedule A of Hilltop Securities Asset Management, Llc
Form ADVobserved 4 days ago
Occurred
Mar 26, 2024
Regulatory AUM changed
Hilltop Securities Asset Management, Llc reported RAUM $27.2B, up 27% from $21.4B (2023-08-25 to 2024-03-26)
Form ADVobserved 4 days ago
$5.8B
Occurred
Apr 26, 2022
Advisor changed firm
Michael Anthony Cogliano left Hilltop Securities Asset Management, Llc for Mml Investors Services, Llc (registered 2022-06-13)
Form ADVobserved 4 days ago
Occurred
Feb 18, 2022
Advisor changed firm
Traci Kurtz left Hilltop Securities Asset Management, Llc for Cetera Advisor Networks Llc (registered 2022-03-04)
Form ADVobserved 4 days ago
Occurred
Jan 11, 2022
Control person left
Anthony Michael Cogliano (Chief Compliance Officer) no longer on Schedule A of Hilltop Securities Asset Management, Llc (listed 2021-10-25, absent 2022-01-11)
Form ADVobserved 4 days ago
Occurred
Jan 11, 2022
Control person joined
Scott Coya (Chief Compliance Officer) appeared on Schedule A of Hilltop Securities Asset Management, Llc
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person left
Arnold Hillel Feinberg (Chairman Of The Board Of Managers/Ceo) no longer on Schedule A of Hilltop Securities Asset Management, Llc (listed 2020-11-16, absent 2021-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person left
John Michael Marz (Board Manager) no longer on Schedule A of Hilltop Securities Asset Management, Llc (listed 2020-11-16, absent 2021-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person joined
Bradley Martin Winges (Chairman And Ceo) appeared on Schedule A of Hilltop Securities Asset Management, Llc
Form ADVobserved 4 days ago
Occurred
Aug 26, 2019
Control person left
Bradley Martin Winges (Ceo) no longer on Schedule A of Hilltop Securities Asset Management, Llc (listed 2019-04-24, absent 2019-08-26)
Form ADVobserved 4 days ago
Occurred
Feb 21, 2019
Control person joined
Bradley Martin Winges (Ceo/President) appeared on Schedule A of Hilltop Securities Asset Management, Llc
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fdac3152-cf2f-2868-29ed-b9ebfb47835c
First observed: Mar 30, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HILLTOP SECURITIES ASSET MANAGEMENT, LLC

CRD 110760

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fdac3152-cf2f-2868-29ed-b9ebfb47835c

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SCOTT DAMIAN MCINTYRE

Chartered Financial Analyst

AUSTIN, TX

n/a

yes

THOMAS GREGORY WARNER

n/a

AUSTIN, TX

n/a

yes

DONALD FRANCIS FOLEY

n/a

DALLAS, TX

yes

BLAKE BARNES MORRIS

n/a

DALLAS, TX

yes

DANIEL WESLEY GRANT

n/a

DALLAS, TX | Wells, ME

n/a

yes

ANDREA LEE CASH

n/a

DALLAS, TX | Austin, TX

n/a

yes

SCOTT ANDREW COYA

n/a

DALLAS, TX

yes

VICTORIA LEIGH CAPELLA

n/a

DALLAS, TX

yes

MARY ANN DUNDA

n/a

DALLAS, TX

n/a

yes

Matthew Rene Gomez

n/a

Austin, TX | DALLAS, TX

n/a

yes

Alexis Correa

n/a

DALLAS, TX

n/a

yes

EVELYN MARIE BURGETT

Certified Financial Planner

DALLAS, TX

n/a

yes

JAMES HERBERT TOWNE

n/a

Solana Beach, CA

n/a

yes

LANCE TOMAS FLORES

n/a

DALLAS, TX

yes

MICA LYNN OWENS-WEARY

n/a

DALLAS, TX

n/a

yes

THOMAS DU

n/a

DALLAS, TX

yes

JONATHAN SOBEL

n/a

DALLAS, TX

n/a

yes

MATTHEW ALAN HARRIS

Chartered Financial Analyst

DALLAS, TX

n/a

yes

TREVOR LANE HILZ

n/a

DALLAS, TX

yes

CAROL ELAINE CHEEKS

n/a

HAYMARKET, VA | DALLAS, TX

yes

JENNIFER ONSTAD

n/a

DALLAS, TX

n/a

yes

MATTHEW JOSEPH CALLEWAERT

n/a

DALLAS, TX

n/a

yes

DOMINIC MARK ALTO

n/a

DALLAS, TX

yes

JOHN EDWARD SIMONE

n/a

DALLAS, TX | ORLANDO, FL

yes

VINCENT HUMPHREY

n/a

DALLAS, TX

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COYA, SCOTT, ANDREW

CHIEF COMPLIANCE OFFICER

yes

01/2022

Jan 11, 2022

Oct 23, 2024

DUNDA, MARY ANN

PRESIDENT AND BOARD MEMBER

yes

10/2024

Oct 14, 2024

Oct 23, 2024

EDGE, JOSEPH, MICHAEL

CHIEF FINANCIAL OFFICER

yes

02/2016

Feb 8, 2017

Oct 23, 2024

FIRST SOUTHWEST HOLDING, L.L.C.

PARENT COMPANY

yes

01/2009

Mar 30, 2012

Oct 23, 2024

HILLTOP HOLDINGS INC.

Parent

yes

01/2015

Jan 14, 2015

Oct 23, 2024

HILLTOP SECURITIES HOLDING, LLC

Parent

yes

01/2015

Jan 14, 2015

Oct 23, 2024

WINGES, MARTIN, BRADLEY

CHAIRMAN OF THE BOARD

yes

03/2021

Feb 21, 2019

Oct 23, 2024

MEDANICH, DAVID, KING

BOARD MANAGER

05/2007

Mar 30, 2012

Oct 23, 2024

WITTNEBEN, BRIAN, LANE

SECRETARY/GENERAL COUNSEL

09/2009

Aug 26, 2019

Oct 23, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HILLTOP SECURITIES INC.

n/a

Bd affiliated wealth

$2.5B

yes

n/a

MOMENTUM INDEPENDENT NETWORK INC.

n/a

Bd affiliated wealth

$1.6B

yes

n/a

HILLTOP HOLDINGS INC.

n/a

HILLTOP SECURITIES INSURANCE AGENCY INC.

n/a

yes

n/a

SOUTHWEST FINANCIAL INSURANCE AGENCY, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Austin

United States

yes

SOLANA BEACH

United States

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$38B

n/a

2024

Mar 24, 2025

$32B

n/a

2023

Mar 26, 2024

$27B

n/a

2022

Mar 30, 2023

$21B

n/a

2021

Mar 30, 2022

$18B

n/a

2020

Mar 31, 2021

$16B

n/a

2019

Mar 30, 2020

$16B

n/a

2018

Mar 29, 2019

$15B

n/a

2017

Apr 6, 2018

$12B

n/a

2016

Mar 30, 2017

$12B

n/a

2015

Apr 11, 2016

$8.4B

n/a

2014

Mar 31, 2015

$7.7B

n/a

2013

Mar 31, 2014

$6.9B

n/a

2012

Apr 30, 2013

$5.9B

n/a

2011

Mar 30, 2012

$6.5B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

4.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$38B

$32B

19.0%

$21B

20.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HILLTOP SECURITIES INC.

May 15, 2025

Mar 5, 2024

DALLAS, TX

Channel change

Other

1.4%