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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

DANIEL LITCHFIELD

Advisor at WELLS FARGO ADVISORS

SALT LAKE CITY, UT | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:e2473f0f-bbcc-f1bd-4d81-3ff566fc8d05

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 21, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 24, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S66
First exam: Aug 24, 2004
First registration: Sep 21, 2004
Dual registered: yes, broker-dealer
Other names: DAN LITCHFIELD|DAN RYAN LITCHFIELD|DANIEL LITCHFIELD
IAPD individual key: 4794006

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jun 23, 2015	n/a	yes	SALT LAKE CITY, UT	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jun 23, 2015	n/a	yes	SALT LAKE CITY, UT\|ST. LOUIS, MO	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	May 28, 2015	no	SOUTH JORDAN, UT	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	SOUTH JORDAN, UT	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 21, 2004	Apr 2, 2007	no	WEST VALLEY, UT\|WEST VALLEY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WELLS FARGO ADVISORS	May 28, 2015	Jun 23, 2015	26	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jun 23, 2015 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jun 23, 2015 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to May 28, 2015factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 21, 2004 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.