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K••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

K••• L•••••••

Advisor at I•• • C••

SOUTH GLASTONBURY, CT

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Search this name across graphsid dfx:ria:e254b267-5f08-9d23-7863-8e5f1b19a76a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 12, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• • C••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•• • C••	State registered	Jan 27, 2025	n/a	yes	SOUTH GLASTONBURY, CT	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Sep 7, 2022	Jan 8, 2024	no	LUDLOW, MA\|EAST SPRINGFIELD, MA\|GREENFIELD, MA\|SPRINGFIELD, MA\|Hudson, MA\|FEEDING HILLS, MA\|SPRINGFIELD, MA\|HOLYOKE, MA\|HOLYOKE, MA\|JOHNSTON, RI\|Hudson, MA\|HUDSON, NH

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	I•• • C••	Jan 8, 2024	Jan 27, 2025	385	Firm change	Ibd to state RIA
C••••••••• F•••••••• N••••••	C••••••• S••••••••• I•••	Feb 15, 2022

Relationships

Registered with (3)

→ I•• • C••Registered adviserregistration: current employment
Jan 27, 2025 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 7, 2022 to Jan 8, 2024factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Feb 12, 2020 to Feb 15, 2022factForm ADV

Dated events

Occurred
Jan 8, 2024
Advisor changed firm
K••• L••••••• left C••••••• S••••••••• I••• for I•• • C•• (registered 2025-01-27)
Form ADVobserved 7 days ago
Occurred
Feb 15, 2022
Advisor changed firm
K••• L••••••• left C••••••••• F•••••••• N•••••• for C••••••• S••••••••• I••• (registered 2022-09-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e254b267-5f08-9d23-7863-8e5f1b19a76a
First observed: Feb 12, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.