This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MIDWESTERN SECURITIES TRADING CO.,LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Designations

Certified Financial Planner|Chartered Financial Consultant

Exams

S66

First exam

Sep 23, 2019

First registration

Sep 25, 2019

Dual registered

yes, broker-dealer

Other names

Anne Elizabeth Farrell|Anne Elizabeth Farrell|Anne Elizabeth Schutt

IAPD individual key

7141942

• Occurred

  Jan 5, 2024
  Advisor changed firm

  Anne Elizabeth Schutt left Northwestern Mutual Investment Services,Llc for Midwestern Securities Trading Co.,Llc (registered 2024-01-25)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e2583475-ac0c-8858-aff5-a40bb6cb72d7

First observed

Sep 25, 2019

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.