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RIA / WealthAdvisorCertified Financial Planner24 years in industry

MARK ANDREW GELBMAN

Advisor at STRATEGIC WEALTH SOLUTIONS, LLC

URBANDALE, IA

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Search this name across graphsid dfx:ria:e258abcb-2cf3-99c8-e3bf-847b5b80fcd3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jul 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC WEALTH SOLUTIONS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 1, 2002
First registration: Jul 2, 2002
Dual registered: no
IAPD individual key: 4533497

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC WEALTH SOLUTIONS, LLC	State registered	Aug 1, 2023	n/a	yes	URBANDALE, IA	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 30, 2021	Jul 7, 2023	no	AUSTIN, TX\|Clive, IA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Oct 12, 2011	Apr 12, 2021	no	West Des Moines, IA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 19, 2011	Oct 3, 2011	no	WEST DES MOINES, IA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jun 30, 2009	Aug 16, 2011	no	W Des Moines, IA	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Jul 21, 2008	Mar 5, 2009	no	DES MOINES, IA\|OVERLAND PARK, KS	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 21, 2007	Jul 3, 2008	no	BOONE, IA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 2, 2002	Dec 19, 2007	no	BOONE, IA\|BOONE, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	STRATEGIC WEALTH SOLUTIONS, LLC	Jul 7, 2023	Aug 1, 2023	25	Firm change	Ibd to state RIA
PRINCIPAL SECURITIES, INC.	KESTRA ADVISORY SERVICES, LLC	Apr 12, 2021	Apr 30, 2021	18	Firm change	Ibd to ibd
LPL FINANCIAL LLC	PRINCIPAL SECURITIES, INC.	Oct 3, 2011	Oct 12, 2011	9	Firm change	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	LPL FINANCIAL LLC	Aug 16, 2011	Aug 19, 2011	3	Firm change	Other
VSR ADVISORY SERVICES	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Mar 5, 2009	Jun 30, 2009	117	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	VSR ADVISORY SERVICES	Jul 3, 2008	Jul 21, 2008	18	Firm change	Other

Relationships

Registered with (7)

→ STRATEGIC WEALTH SOLUTIONS, LLCRegistered adviserregistration: current employment
Aug 1, 2023 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 30, 2021 to Jul 7, 2023factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Oct 12, 2011 to Apr 12, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 19, 2011 to Oct 3, 2011factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jun 30, 2009 to Aug 16, 2011factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 21, 2008 to Mar 5, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 21, 2007 to Jul 3, 2008factForm ADV

Dated events

Occurred
Jul 7, 2023
Advisor changed firm
Mark Andrew Gelbman left Kestra Advisory Services, Llc for Strategic Wealth Solutions, Llc (registered 2023-08-01)
Form ADVobserved 6 days ago