DFX Intelligence

E•••••••• D• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

E•••••••• D• S••••••

Advisor at H•••••• W••••• A•••••••• L••

CHAPEL HILL, NC

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Search this name across graphsid dfx:ria:e25a4925-4e9e-805d-45b7-69163aa8b794

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 3, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• W••••• A•••••••• L••	Independent wealth	Jun 9, 2026	n/a	yes	CHAPEL HILL, NC	Current employment
V••••••• A•••••••• I•••	Bd affiliated wealth	Apr 11, 2023	Apr 15, 2026	no	CHARLOTTE, NC\|CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••• A•••••••• I•••	H•••••• W••••• A•••••••• L••	Apr 15, 2026	Jun 9, 2026	55	Firm change	Ibd to RIA
W•••• F•••• A•••••••	V••••••• A•••••••• I•••	Mar 15, 2023	Apr 11, 2023

Relationships

Registered with (4)

→ H•••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jun 9, 2026 to presentfactForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 11, 2023 to Apr 15, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 31, 2014 to Mar 15, 2023factForm ADV
→ F•••• C••••••• I••••••• S•••••••• I•••

Dated events

Occurred
Apr 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e25a4925-4e9e-805d-45b7-69163aa8b794
First observed: May 6, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.