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CRD 283014
CHAPEL HILL, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| B••••••• R•••••• Y••••• | Certified Financial Planner|Chartered Financial Consultant | CHAPEL HILL, NC | 10 | 24 | 1 | no |
| R•••••• S•••••• E•••••• | Certified Financial Planner|Chartered Financial Consultant | CHAPEL HILL, NC | 10 | 22 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| E••••••• R••••••• S•••••• | MANAGING MEMBER | C | yes | 04/2016 | Apr 29, 2016 | Jul 30, 2024 |
| H••••••••• C••••••••• T••• | Member | A | yes | 01/2019 | Mar 11, 2019 | Jul 30, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 9.1% | 0 | 0 | 0 | 3 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $636M | $503M | 26.4% | $378M | 18.9% | 18 | 12 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | 4 | May 3, 2016 | Apr 29, 2016 | CHAPEL HILL, NC | Team lift out | Ibd to new firm | 0.1% |
| no |
| C••••••••• T••• H•••••••• | Certified Financial Planner | CHAPEL HILL, NC | 10 | 20 | 1 | no |
| D•••• C••••••••• W••• | Certified Financial Planner | CHAPEL HILL, NC | 10 | 14 | 1 | no |
| B••••••• L•••• B••••••••• | Certified Financial Planner | CHAPEL HILL, NC | 7 | 11 | n/a | no |
| S•••••• S•••• N••••• | Certified Financial Planner | CHAPEL HILL, NC | 2 | 10 | n/a | no |
| C•••••• A•••••••• R••••• | Certified Financial Planner | CHAPEL HILL, NC | 1 | 10 | 1 | no |
| S•••• P••• | n/a | CHAPEL HILL, NC | 0 | 10 | n/a | no |
| M•••••••• L• B••• | Certified Financial Planner|Chartered Financial Consultant | CHAPEL HILL, NC | 0 | 10 | n/a | no |
| E•••••••• D• S•••••• | Certified Financial Planner | CHAPEL HILL, NC | 0 | 24 | 3 | no |
| R•••• A••• S••••• | n/a | CHAPEL HILL, NC | 0 | 10 | n/a | no |
| CHIEF COMPLIANCE OFFICER |
| Na |
| yes |
| 01/2023 |
| Feb 3, 2023 |
| Jul 30, 2024 |
| Y•••••• B•••••••• R•••••• | MANAGING MEMBER | C | yes | 04/2016 | Apr 29, 2016 | Jul 30, 2024 |
| $636M |
| $636M |
| 15 |
| 8 |
| 0 |
| n/a |
| n/a |
| 2024 | Feb 19, 2025 | $503M | $503M | 12 | 7 | 0 | n/a | n/a |
| 2023 | Mar 14, 2024 | $433M | $433M | 13 | 6 | 0 | n/a | n/a |
| 2022 | Feb 3, 2023 | $378M | $378M | 16 | 6 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $370M | $370M | 16 | 6 | 0 | n/a | n/a |
| 2020 | Mar 25, 2021 | $335M | $335M | 14 | 6 | 0 | n/a | n/a |
| 2019 | Mar 28, 2020 | $291M | $291M | 13 | 6 | 0 | n/a | n/a |
| 2018 | Mar 11, 2019 | $241M | $241M | 15 | 6 | 0 | n/a | n/a |
| 2017 | Mar 22, 2018 | $214M | $214M | 13 | 5 | 0 | n/a | n/a |
| 2016 | Mar 30, 2017 | $174M | $174M | 10 | 7 | n/a | n/a | n/a |