DFX Intelligence

S••••• K•• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

S••••• K•• L•••••

Advisor at L•• F•••••••• L••

INDEPENDENCE, OR | SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e25e94e8-15b3-c4df-f08c-79f0bf4104a3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 16, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 2, 2021	n/a	yes	INDEPENDENCE, OR\|SAN DIEGO, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Feb 27, 2019	Aug 25, 2021	no	CORVALLIS, OR\|TUCSON, AZ\|SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	L•• F•••••••• L••	Aug 25, 2021	Sep 2, 2021	8	Firm change	Wirehouse to ibd
K•••••• M••••••• W••••• M••••••••• L••	W•••• F•••• A•••••••	Dec 12, 2018	Feb 27, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:292600:OR:2018-04-20	Apr 20, 2018	Apr 6, 2018	SALEM, OR	Firm change

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 2, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 27, 2019 to Aug 25, 2021factForm ADV
→ K•••••• M••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 6, 2018 to Dec 12, 2018factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e25e94e8-15b3-c4df-f08c-79f0bf4104a3
First observed: Feb 21, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.