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C••••••••• R•• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

C••••••••• R•• S•••••

Advisor at F••••• I••••••••• C•••••

SAINT JOSEPH, MO

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Search this name across graphsid dfx:ria:e2652fa2-f247-2328-c38c-5d3db3b8d4a0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I••••••••• C•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I••••••••• C•••••	Independent wealth	Nov 15, 2012	n/a	yes	SAINT JOSEPH, MO	Current employment
W•••••• • R•••	Former SEC adviser	Sep 26, 2012	Nov 5, 2012	no	INDEPENDENCE, MO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	F••••• I••••••••• C•••••	Nov 5, 2012	Nov 15, 2012	10	Firm change	Other

Relationships

Registered with (2)

→ F••••• I••••••••• C•••••Registered adviserregistration: current employment
Nov 15, 2012 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Sep 26, 2012 to Nov 5, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2652fa2-f247-2328-c38c-5d3db3b8d4a0
First observed: Sep 26, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.