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F••••• I••••••••• C•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

F••••• I••••••••• C•••••

F••••• I••••••••• C•••••, INC., CRD 113799

SAINT JOSEPH, MO

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Search this name across graphsid dfx:ria:e7f074c4-e6f5-910c-6d89-9c9ae2631f31

Data as of Jan 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 5
On other graphs: 1
Observed: Feb 3, 2012 to Jan 26, 2026
62 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

F••••• I••••••••• C•••••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $689MItem 5.F on the latest filing (2026-01-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $675M
Private client RAUM: $650MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T•••••• •••• S• D••••••	Certified Financial Planner	SAINT JOSEPH, MO	28	28	n/a	no
C••••••••• R•• S•••••	n/a	SAINT JOSEPH, MO	13	23

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• T•••••• ••••• S•	CHAIRMAN OF THE BOARD, PRINCIPAL	B	yes	07/2007	Feb 3, 2012	Jul 17, 2024
G••••••• N•••••• C•••	CHIEF OPERATING OFFICER, PRINCIPAL, CHIEF COMPLIANCE OFFICER	C	yes	01/2018	Apr 1, 2019

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Lenexa	Ks	United States	5	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$689M	$596M	15.7%	$432M	16.9%	20	18	2	2

Relationships

Registered with (12)

← P••• D••••• A•••••••Advisorregistration: current employment
Oct 13, 2025 to presentfactForm ADV
← D••••• J••• A••Advisorregistration: current employment
Sep 26, 2025 to presentfactForm ADV
← T••••• B••••••• G••••••Advisorregistration: current employment
Jun 12, 2023 to presentfactForm ADV
← S••••• D••• H•••••••

Dated events

Occurred
Jul 17, 2024
Control person joined
Dean Samuel Harrison (Chief Investment Officer) appeared on Schedule A of F••••• I••••••••• C•••••
Form ADVobserved 7 days ago
Occurred
Feb 15, 2024
Control person left
S Tamara Stelting (Chief Compliance Officer) no longer on Schedule A of F••••• I••••••••• C••••• (listed 2024-02-01, absent 2024-02-15)
Form ADVobserved 7 days ago
Occurred
Sep 21, 2021
Control person left
J Steven Thaler (Chief Compliance Officer) no longer on Schedule A of F••••• I••••••••• C••••• (listed 2021-07-26, absent 2021-09-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7f074c4-e6f5-910c-6d89-9c9ae2631f31
First observed: Feb 3, 2012
Last observed: Jan 26, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Jan 26, 2026	$689M	$675M	20	12	2	n/a	n/a
2024	Jan 14, 2025	$596M	$587M	18	9	2	n/a	n/a
2023	Feb 1, 2024	$516M	$510M	18	11	2	n/a	n/a
2022	Feb 15, 2023	$432M	$425M	19	11	1	n/a	n/a
2021	Feb 1, 2022	$484M	$484M	16	9	1	n/a	n/a
2020	Mar 9, 2021	$402M	$391M	14	8	1	n/a	n/a
2019	Mar 2, 2020	$322M	$310M	14	8	1	n/a	n/a
2018	Mar 18, 2019	$281M	$271M	8	7	1	n/a	n/a
2017	Mar 21, 2018	$190M	$181M	7	6	1	n/a	n/a
2016	Jan 13, 2017	$142M	$137M	5	4	n/a	n/a	n/a
2015	Mar 4, 2016	$131M	$127M	5	4	n/a	n/a	n/a
2014	Mar 12, 2015	$125M	$123M	5	4	n/a	n/a	n/a
2013	Feb 13, 2014	$117M	$115M	6	5	n/a	n/a	n/a
2012	Jan 22, 2013	$90.5M	$88.6M	6	4	n/a	n/a	n/a
2011	Feb 3, 2012	$90.3M	$73.6M	n/a	n/a	n/a	n/a	n/a