This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 2, 1993earliest registration or exam on IAPD

Years in industry

33derivedfrom the industry start date

Years at current firm

6derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

5

Exams

S66|S63

First exam

Feb 2, 1993

First registration

Mar 9, 2006

Dual registered

yes, broker-dealer

Other names

JOHN SWIFT

IAPD individual key

2298791

• Occurred

  Aug 25, 2022
  Advisor departed, no destination yet

  John Howell Swift no longer registered at Pence Financial Group, Llc; no later IA registration on IAPD

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e26f4be1-72c0-050a-e6ec-67b0a6df60c4

First observed

Mar 9, 2006

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.