DFX Intelligence

B••••••• P•••••• I•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

B••••••• P•••••• I•••

Advisor at L•• F•••••••• L••

NEWPORT NEWS, VA | YORKTOWN, VA

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Search this name across graphsid dfx:ria:e27511c4-bb2e-b321-d31c-f619482f2c91

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 28, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 15, 2025	n/a	yes	YORKTOWN, VA\|NEWPORT NEWS, VA	Current employment
C••• F•••••••• S•••••••• L•••	Former SEC adviser	Jul 16, 2009	May 15, 2025	no	YORKTOWN, VA\|NEWPORT NEWS, VA\|Virginia Beach, VA\|Yorktown, VA\|Newport News, VA\|Newport News, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	L•• F•••••••• L••	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
W•••• F•••• A•••••••	C••• F•••••••• S•••••••• L•••	Jul 8, 2009	Jul 16, 2009

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 15, 2025 to presentfactForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Jul 16, 2009 to May 15, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 2, 2007 to Jul 8, 2009factForm ADV
→ A••••••••• A•••••• S•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e27511c4-bb2e-b321-d31c-f619482f2c91
First observed: Feb 28, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.