B••••••• P•••••• I•••

• L•• F•••••••• L•• BD affiliated current
  since May 15, 2025 · Yorktown, Va
• C••• F•••••••• S•••••••• L••• former
  Jul 16, 2009 to May 15, 2025 · Yorktown, Va
• W•••• F•••• A••••••• wirehouse
  Apr 2, 2007 to Jul 8, 2009 · Norfolk, Va
• A••••••••• A•••••• S•••••••• I••• unclassified
  Jul 10, 2003 to Sep 20, 2006 · Richmond, Va
• C•••••• L•• independent RIA
  Feb 28, 2003 to Jul 10, 2003 · Richmond, Va

• C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
  left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to C••• F•••••••• S•••••••• L•••
  left Jul 8, 2009, registered Jul 16, 2009 (8 days) · Other
• A••••••••• A•••••• S•••••••• I••• to W•••• F•••• A•••••••
  left Sep 20, 2006, registered Apr 2, 2007 (194 days) · Other
• C•••••• L•• to A••••••••• A•••••• S•••••••• I•••
  left Jul 10, 2003, registered Jul 10, 2003 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address