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N••••••• A•••••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

N••••••• A•••••••• S••••

Advisor at M••••• G••••• A••••••• I•••

DENVER, CO | Tampa, FL

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Search this name across graphsid dfx:ria:e28372c5-f17e-e464-f7e5-384c326666af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 5, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 22, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Aug 18, 2014	n/a	yes	DENVER, CO\|Tampa, FL	Current employment
A••••••••• L•••	Other adviser	Nov 18, 2009	Aug 14, 2014	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L•••	M••••• G••••• A••••••• I•••	Aug 14, 2014	Aug 18, 2014	4	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	A••••••••• L•••	Sep 24, 2009	Nov 18, 2009

Relationships

Registered with (3)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Aug 18, 2014 to presentfactForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Nov 18, 2009 to Aug 14, 2014factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 5, 2009 to Sep 24, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e28372c5-f17e-e464-f7e5-384c326666af
First observed: Jun 5, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.