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Advisor at MERCER GLOBAL ADVISORS INC.
BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERCER GLOBAL ADVISORS INC. | Independent wealth | May 22, 2014 | n/a | yes | BELLEVUE, WA | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | May 28, 2008 | Jun 2, 2014 | no | Lynnwood, WA|Corte Madera, CA|Bellevue, WA|Redmond, WA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 30, 2006 | May 5, 2008 | no | San Francisco, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | MERCER GLOBAL ADVISORS INC. | Jun 2, 2014 | May 22, 2014 | -11 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CHARLES SCHWAB & CO., INC. | May 5, 2008 | May 28, 2008 | 23 | Firm change | Ibd to ibd |