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Advisor at LPL FINANCIAL LLC
OAKLAND, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 25, 2018 | n/a | yes | OAKLAND, FL | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Sep 3, 2013 | Jul 25, 2018 | no | WINTER GARDEN, FL | Previous registration |
| VICUS CAPITAL, INC. | Independent wealth | Oct 12, 2011 | Jul 24, 2018 | no | OCOEE, FL|OCOEE, FL|WINTER GARDEN, FL|WINTER GARDEN, FL | Previous registration |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | May 4, 2006 | Sep 3, 2013 | no | OCOEE, FL | Previous registration |
| LAPORTE FINANCIAL GROUP, INC. | n/a | Mar 12, 2004 | Jun 26, 2006 | no | ORLANDO, FL | Previous registration |
| WALNUT STREET ADVISERS INC | n/a | Mar 19, 2002 | Nov 2, 2006 | no | ORLANDO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | LPL FINANCIAL LLC | Jul 25, 2018 | Jul 25, 2018 | 0 | Firm change | Ibd to RIA |
| VICUS CAPITAL, INC. | CETERA ADVISOR NETWORKS LLC | Jul 24, 2018 | Sep 3, 2013 | -1,785 | Firm change after gap | Other |
| WALNUT STREET SECURITIES, INC. | VICUS CAPITAL, INC. | Sep 3, 2013 | Oct 12, 2011 | -692 | Firm change after gap | Other |
| WALNUT STREET ADVISERS INC | LAPORTE FINANCIAL GROUP, INC. | Nov 2, 2006 | Mar 12, 2004 | -965 | Firm change after gap | Other |
| LAPORTE FINANCIAL GROUP, INC. | WALNUT STREET SECURITIES, INC. | Jun 26, 2006 | May 4, 2006 | -53 | Firm change after gap | Other |