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Advisor at WELLS FARGO ADVISORS
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 16, 2023 | n/a | yes | CHICAGO, IL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Jun 16, 2023 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Mar 2, 1998 | Jul 1, 2003 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Jun 16, 2023 | Jun 16, 2023 | 0 | Channel change | Wirehouse to wirehouse |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:IL:2023-06-16 | Jun 16, 2023 | Jun 16, 2023 | CHICAGO, IL | Firm change |