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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TARGETED FINANCIAL SERVICES, LLC

CRD 129049

SEMINOLE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e29caaeb-cd54-ab3c-7634-eeb9965d0923

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Mar 30, 2012 to Mar 20, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.73 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $353MItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $353M
Private client RAUM: $257MderivedItem 5.D individuals plus high net worth individuals
Private client share: 73%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $88.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 788
Individual clients: 357
High net worth clients: 65
Custody, client assets: $353M
SEC number: 801-62542
CRD: 129049
Filings on the tape: 30
First filed: Mar 30, 2012
Latest filed: Mar 20, 2026
Organised: Limited Liability Company, FL
Website: targetedfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES CHARLES PAYNE JR	n/a	BOERNE, TX	22	29	n/a	no
ALAN RUBIN	n/a	SEMINOLE, FL	22	34	n/a	no
JILL LINDA GIBB	n/a	SEMINOLE, FL	12	13	n/a	no
Jake Robert Rubin	n/a	SEMINOLE, FL	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PAYNE JR, JAMES, CHARLES	MEMBER / CCO, COO	C	yes	08/2000	Mar 30, 2012	Sep 3, 2024
RUBIN, ALAN	MEMBER, CFO, CEO	C	yes	08/2000	Mar 30, 2012	Sep 3, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$353M	$353M	5	4	2	n/a	n/a
2024	Mar 23, 2025	$298M	$298M	4	3	2	n/a	n/a
2023	Feb 8, 2024	$283M	$283M	4	3	1	n/a	n/a
2022	Mar 21, 2023	$255M	$255M	4	3	1	n/a	n/a
2021	Mar 16, 2022	$289M	$289M	4	3	1	n/a	n/a
2020	Mar 10, 2021	$264M	$264M	3	3	1	n/a	n/a
2019	Mar 9, 2020	$392M	$391M	4	3	1	n/a	n/a
2018	Mar 5, 2019	$397M	$397M	4	4	1	n/a	n/a
2017	Mar 13, 2018	$235M	$235M	6	5	1	n/a	n/a
2016	Mar 27, 2017	$188M	$188M	6	4	n/a	n/a	n/a
2015	Feb 19, 2016	$158M	$158M	5	4	n/a	n/a	n/a
2014	Mar 28, 2015	$139M	$139M	6	3	n/a	n/a	n/a
2013	Mar 11, 2014	$123M	$116M	4	4	n/a	n/a	n/a
2012	Apr 1, 2013	$105M	$105M	7	3	n/a	n/a	n/a
2011	Mar 30, 2012	$91.5M	$90.1M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$353M	$298M	18.4%	$255M	11.5%	5	4	2	2

Relationships

Registered with (5)

← Jake Robert RubinAdvisorregistration: current employment
Mar 5, 2026 to presentfactForm ADV
← JILL LINDA GIBBAdvisorregistration: current employment
Sep 12, 2014 to presentfactForm ADV
← ALAN RUBINAdvisorregistration: current employment
Dec 11, 2003 to presentfactForm ADV
← JAMES CHARLES PAYNE JRAdvisorregistration: current employment
Dec 5, 2003 to presentfactForm ADV
← SIMON ANTOINE ARRATAAdvisorregistration: previous registration
Apr 29, 2019 to Dec 26, 2019factForm ADV

Controls (2)

← RUBIN, ALANOwnerMEMBER, CFO, CEO, ownership code C, individual
Mar 30, 2012 to Sep 3, 2024factForm ADV
← PAYNE JR, JAMES, CHARLESOwnerMEMBER / CCO, COO, ownership code C, individual
Mar 30, 2012 to Sep 3, 2024factForm ADV

Dated events

Occurred
Mar 10, 2021
Regulatory AUM changed
Targeted Financial Services, Llc reported RAUM $264.4M, down 33% from $392.4M (2020-05-19 to 2021-03-10)
Form ADVobserved 4 days ago
$-128M
Occurred
Jul 8, 2019
Control person left
Israel Jonathan Green (Member) no longer on Schedule A of Targeted Financial Services, Llc (listed 2019-03-05, absent 2019-07-08)
Form ADVobserved 4 days ago
Occurred
Mar 5, 2019
Regulatory AUM changed
Targeted Financial Services, Llc reported RAUM $397.1M, up 69% from $235.3M (2018-11-09 to 2019-03-05)
Form ADVobserved 4 days ago
$162M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e29caaeb-cd54-ab3c-7634-eeb9965d0923
First observed: Mar 30, 2012
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TARGETED FINANCIAL SERVICES, LLC

CRD 129049

SEMINOLE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e29caaeb-cd54-ab3c-7634-eeb9965d0923

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:23 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES CHARLES PAYNE JR

n/a

BOERNE, TX

n/a

ALAN RUBIN

n/a

SEMINOLE, FL

n/a

JILL LINDA GIBB

n/a

SEMINOLE, FL

n/a

Jake Robert Rubin

n/a

SEMINOLE, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PAYNE JR, JAMES, CHARLES

MEMBER / CCO, COO

yes

08/2000

Mar 30, 2012

Sep 3, 2024

RUBIN, ALAN

MEMBER, CFO, CEO

yes

08/2000

Mar 30, 2012

Sep 3, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$353M

n/a

2024

Mar 23, 2025

$298M

n/a

2023

Feb 8, 2024

$283M

n/a

2022

Mar 21, 2023

$255M

n/a

2021

Mar 16, 2022

$289M

n/a

2020

Mar 10, 2021

$264M

n/a

2019

Mar 9, 2020

$392M

$391M

n/a

2018

Mar 5, 2019

$397M

n/a

2017

Mar 13, 2018

$235M

n/a

2016

Mar 27, 2017

$188M

n/a

2015

Feb 19, 2016

$158M

n/a

2014

Mar 28, 2015

$139M

n/a

2013

Mar 11, 2014

$123M

$116M

n/a

2012

Apr 1, 2013

$105M

n/a

2011

Mar 30, 2012

$91.5M

$90.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$353M

$298M

18.4%

$255M

11.5%