DFX Intelligence

S•••• A•••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

S•••• A•••••• A•••••

Advisor at T•••••• C•••••• M•••••••••

MALVERN, PA | Brookville, NY

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Search this name across graphsid dfx:ria:e924ed76-7181-1f53-7a4f-c34c1efc6164

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 20, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• C•••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 30, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• C•••••• M•••••••••	Independent wealth	Aug 26, 2025	n/a	yes	Brookville, NY\|MALVERN, PA	Current employment
S••••• M•••••••••	Independent wealth	Dec 16, 2019	Oct 23, 2025	no	Great Neck, NY\|Brookville, NY\|NORTH LITTLE ROCK, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• M•••••••••	T•••••• C•••••• M•••••••••	Oct 23, 2025	Aug 26, 2025	-58	Firm change after gap	RIA to RIA
T••••••• F•••••••• S•••••••• L••	S••••• M•••••••••	Dec 26, 2019	Dec 16, 2019

Relationships

Registered with (4)

→ T•••••• C•••••• M•••••••••Registered adviserregistration: current employment
Aug 26, 2025 to presentfactForm ADV
→ S••••• M•••••••••Registered adviserregistration: previous registration
Dec 16, 2019 to Oct 23, 2025factForm ADV
→ T••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 29, 2019 to Dec 26, 2019factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Oct 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e924ed76-7181-1f53-7a4f-c34c1efc6164
First observed: Jul 20, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.