F•••• S• A••••

Advisor at P•••• C•••••• F••••••••

OVERLAND PARK, KS | ENCINO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e2ac0405-3a2a-6b08-6abf-909350a68c4b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 14, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Apr 25, 2022	n/a	yes	OVERLAND PARK, KS\|ENCINO, CA	Current employment
2•••• C•••••• M••••••••• I••	Former SEC adviser	May 14, 2020	Dec 31, 2022	no	Encino, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
2•••• C•••••• M••••••••• I••	P•••• C•••••• F••••••••	Dec 31, 2022	Apr 25, 2022	-250	Firm change after gap	RIA to RIA
A••••••• A••••••• S•••••••	2•••• C•••••• M••••••••• I••	Oct 2, 2017	May 14, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
281692:288712:CA:2022-12-31	Dec 31, 2022	Apr 25, 2022	ENCINO, CA	Firm change after gap
14869:281692:AZ:2017-10-02	Oct 2, 2017	May 14, 2020	GLENDALE, AZ	Firm change after gap

Relationships

Registered with (4)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Apr 25, 2022 to presentfactForm ADV
→ 2•••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
May 14, 2020 to Dec 31, 2022factForm ADV
→ A••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Feb 17, 2005 to Oct 2, 2017factForm ADV
→ T•• A••••••• G••••• I•••Registered adviser

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
F•••• S• A•••• left 2•••• C•••••• M••••••••• I•• for P•••• C•••••• F•••••••• (registered 2022-04-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2ac0405-3a2a-6b08-6abf-909350a68c4b
First observed: Jan 14, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.