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Advisor at HOWARD BAILEY SECURITIES, LLC
Brownsburg, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HOWARD BAILEY SECURITIES, LLC | Independent wealth | Mar 30, 2022 | n/a | yes | Brownsburg, IN | Current employment |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Nov 23, 2016 | Oct 3, 2022 | no | Brownsburg, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | HOWARD BAILEY SECURITIES, LLC | Oct 3, 2022 | Mar 30, 2022 | -187 | Firm change after gap | Ibd to RIA |