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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

STEPHEN HOWARD RIDDLE

Advisor at WELLS FARGO ADVISORS

HUNTSVILLE, AL

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Search this name across graphsid dfx:ria:e2c06f27-3e18-e833-8252-4c3f300a41f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 4, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 4, 2004
First registration: Dec 6, 2004
Dual registered: yes, broker-dealer
Other names: STEPHEN H RIDDLE
IAPD individual key: 4850123

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	May 14, 2021	n/a	yes	HUNTSVILLE, AL	Current employment
MORGAN STANLEY	Wirehouse	Feb 27, 2014	May 19, 2021	no	DECATUR, AL	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Apr 13, 2009	Mar 13, 2014	no	SHELBYVILLE, TN\|ATHENS, AL\|CULLMAN, AL\|SAN ANTONIO, TX\|GARDENDALE, AL\|GADSDEN, AL	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Dec 6, 2004	Mar 28, 2008	no	DECATUR, AL\|DECATUR, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WELLS FARGO ADVISORS	May 19, 2021	May 14, 2021	-5	Firm change	Wirehouse to wirehouse
INVESTMENT PROFESSIONALS, INC.	MORGAN STANLEY	Mar 13, 2014	Feb 27, 2014	-14	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	INVESTMENT PROFESSIONALS, INC.	Mar 28, 2008	Apr 13, 2009	381	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
May 14, 2021 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Feb 27, 2014 to May 19, 2021factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Apr 13, 2009 to Mar 13, 2014factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Dec 6, 2004 to Mar 28, 2008factForm ADV

Dated events

No dated event names this entity yet.