RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• H••••• R•••••
- W•••• F•••• A••••••• wirehouse currentsince May 14, 2021 · Huntsville, Al
- M••••• S•••••• wirehouseFeb 27, 2014 to May 19, 2021 · Decatur, Al
- I••••••••• P••••••••• I••• formerApr 13, 2009 to Mar 13, 2014 · Shelbyville, Tn
- M••••• K••••• • C••••••• L•• formerDec 6, 2004 to Mar 28, 2008 · Decatur, Al
- M••••• S•••••• to W•••• F•••• A•••••••left May 19, 2021, registered May 14, 2021 (-5 days) · Wirehouse to wirehouse
- I••••••••• P••••••••• I••• to M••••• S••••••left Mar 13, 2014, registered Feb 27, 2014 (-14 days) · Other
- M••••• K••••• • C••••••• L•• to I••••••••• P••••••••• I•••left Mar 28, 2008, registered Apr 13, 2009 (381 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address