DFX Intelligence

K•••• G••••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor50 years in industry

K•••• G••••• H••••••••

Advisor at H••••• S••••••••

AUBURN, CA

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Search this name across graphsid dfx:ria:e2c74324-0093-79e6-ae34-66f3ae52a9d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 8, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• S••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 1976earliest registration or exam on IAPD
Years in industry: 50derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• S••••••••	State registered	Jul 22, 2026	n/a	yes	AUBURN, CA	Current employment
I••	Independent wealth	Mar 30, 2018	Apr 12, 2021	no	AUBURN, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••	H••••• S••••••••	Apr 12, 2021	Jul 22, 2026	1,927	Firm change after gap	RIA to state RIA
C••••• A•••••• N••••••• L••	I••	Aug 9, 2017	Mar 30, 2018

Relationships

Registered with (4)

→ H••••• S••••••••Registered adviserregistration: current employment
Jul 22, 2026 to presentfactForm ADV
→ IFCRegistered adviserregistration: previous registration
Mar 30, 2018 to Apr 12, 2021factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Feb 24, 2011 to Aug 9, 2017factForm ADV
→ Q•• F•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2c74324-0093-79e6-ae34-66f3ae52a9d5
First observed: May 8, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.