RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• G••••• H••••••••
- H••••• S•••••••• state registered currentsince Jul 22, 2026 · Auburn, Ca
- I•• independent RIAMar 30, 2018 to Apr 12, 2021 · Auburn, Ca
- C••••• A•••••• N••••••• L•• formerFeb 24, 2011 to Aug 9, 2017 · Roseville, Ca
- Q•• F•••••••• L•• unclassifiedMay 8, 2009 to Feb 11, 2011 · Auburn, Ca
- I•• to H••••• S••••••••left Apr 12, 2021, registered Jul 22, 2026 (1927 days) · RIA to a state-registered adviser
- C••••• A•••••• N••••••• L•• to I••left Aug 9, 2017, registered Mar 30, 2018 (233 days) · Other
- Q•• F•••••••• L•• to C••••• A•••••• N••••••• L••left Feb 11, 2011, registered Feb 24, 2011 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 50derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address