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RIA / WealthAdvisorCertified Financial Planner11 years in industry

MARISA LUCIANO

Advisor at MARINER

Overland Park, KS | long Beach, NY

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Search this name across graphsid dfx:ria:e2c8703b-a94e-90c7-ebfd-f4cbec2d7fc1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Aug 20, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Nov 25, 2015
First registration: Aug 20, 2018
Dual registered: no
Other names: MARISA TERESE LUCIANO|MARISA TERESE LUCIANO
IAPD individual key: 5696133

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	May 19, 2025	n/a	yes	Overland Park, KS\|long Beach, NY	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 28, 2023	May 9, 2025	no	Hewlett, NY\|Long Island City, NY	Previous registration
SHUFRO, ROSE & CO., LLC	Independent wealth	Mar 31, 2022	Nov 13, 2023	no	NEW YORK, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 20, 2018	Jan 19, 2022	no	WOODBURY, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	Mariner	May 9, 2025	May 19, 2025	10	Firm change	Ibd to ibd
SHUFRO, ROSE & CO., LLC	CITIGROUP GLOBAL MARKETS INC.	Nov 13, 2023	Jun 28, 2023	-138	Firm change after gap	RIA to ibd
WELLS FARGO ADVISORS	SHUFRO, ROSE & CO., LLC	Jan 19, 2022	Mar 31, 2022	71	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ MARINERRegistered adviserregistration: current employment
May 19, 2025 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 28, 2023 to May 9, 2025factForm ADV
→ SHUFRO, ROSE & CO., LLCRegistered adviserregistration: previous registration
Mar 31, 2022 to Nov 13, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 20, 2018 to Jan 19, 2022factForm ADV

Dated events

Occurred
May 9, 2025
Advisor changed firm
Marisa Luciano left Citigroup Global Markets Inc. for Mariner (registered 2025-05-19)
Form ADVobserved 5 days ago
Occurred
Nov 13, 2023
Advisor changed firm
Marisa Luciano left Shufro, Rose & Co., Llc for Citigroup Global Markets Inc. (registered 2023-06-28)
Form ADVobserved 5 days ago
Occurred
Jan 19, 2022
Advisor changed firm
Marisa Luciano left Wells Fargo Advisors for Shufro, Rose & Co., Llc (registered 2022-03-31)
Form ADVobserved 5 days ago