This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OPENARC CORPORATE ADVISORY, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S66

First exam

Sep 30, 2020

First registration

Oct 2, 2020

Dual registered

no

Other names

Richie Pinnock

IAPD individual key

7256676

• Occurred

  Sep 26, 2025
  Advisor changed firm

  Richie Newton-Jamal Pinnock left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Openarc Corporate Advisory, Llc (registered 2025-09-24)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e2d1d71c-7abb-bf1c-919a-e99761da4146

First observed

Oct 2, 2020

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.