DFX Intelligence

J•••• A•••••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

J•••• A•••••• F•••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:e2d6cd7b-be93-404e-b8b0-5952269ec643

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 21, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 26, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 1, 2024	n/a	yes	Palm Coast, FL\|SAN DIEGO, CA\|EATONTOWN, NJ\|Eatontown, NJ\|PALM COAST, FL	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Sep 12, 2019	Jul 22, 2024	no	PALM COAST, FL\|SCOTTSDALE, AZ\|EATONTOWN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	L•• F•••••••• L••	Jul 22, 2024	Jul 1, 2024	-21	Bulk transfer	Ibd to ibd
I••••••••• A••••••• A•••• M••••••••• L••	O•••• W•••••• I•••	Jun 30, 2020	Sep 12, 2019

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Sep 12, 2019 to Jul 22, 2024factForm ADV
→ I••••••••• A••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 31, 2017 to Jun 30, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2d6cd7b-be93-404e-b8b0-5952269ec643
First observed: Dec 21, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.