RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•••••• F•••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 1, 2024 · Palm Coast, Fl
- O•••• W•••••• I••• BD affiliatedSep 12, 2019 to Jul 22, 2024 · Palm Coast, Fl
- I••••••••• A••••••• A•••• M••••••••• L•• formerAug 31, 2017 to Jun 30, 2020 · Palm Coast, Fl
- I••••••••• A••••••• A•••• M••••••••• L•• formerDec 21, 2007 to Sep 25, 2014 · Easton, Pa
- O•••• W•••••• I••• to L•• F•••••••• L••left Jul 22, 2024, registered Jul 1, 2024 (-21 days) · corporate re-registration, not a move
- I••••••••• A••••••• A•••• M••••••••• L•• to O•••• W•••••• I•••left Jun 30, 2020, registered Sep 12, 2019 (-292 days) · RIA to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address