DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W••••••••• A••••••• P••••••• L••
Atkins, IA | WEST CHESTER, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••••• A••••••• P••••••• L•• | Bd affiliated wealth | Mar 22, 2017 | n/a | yes | WEST CHESTER, PA|Atkins, IA | Current employment |
| S••••• F•••••••• G•••• I•• | Former SEC adviser | Sep 1, 2016 | Mar 23, 2017 | no | CEDAR RAPIDS, IA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• F•••••••• G•••• I•• | W••••••••• A••••••• P••••••• L•• | Mar 23, 2017 | Mar 22, 2017 | -1 | Firm change | Other |
| V•• A••••••• S••••••• | S••••• F•••••••• G•••• I•• | Sep 1, 2016 | Sep 1, 2016 |
| V•• A••••••• S••••••• | Former SEC adviser | Jun 27, 2012 | Sep 1, 2016 | no | CEDAR RAPIDS, IA|FAIRFAX, IA|OVERLAND PARK, KS|DUBUQUE, IA | Previous registration |
| I••••••••• A••••••• C••• | Former SEC adviser | Sep 11, 2007 | Jun 27, 2012 | no | CEDAR RAPIDS, IA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| I••••••••• A••••••• C••• | V•• A••••••• S••••••• | Jun 27, 2012 | Jun 27, 2012 | 0 | Firm change | Other |