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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SEARCY FINANCIAL SERVICES, INC.

CRD 105807

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e2ddc74e-5e82-c5d3-756e-77b99e5985f6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 3
On other graphs: 0
Observed: Mar 14, 2012 to Sep 15, 2026
53 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.81 fund_share=0.14 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $514MItem 5.F on the latest filing (2026-09-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $514M
Private client RAUM: $417MderivedItem 5.D individuals plus high net worth individuals
Private client share: 81%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $64.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 9
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,874
Individual clients: 81
High net worth clients: 104
Custody, client assets: $514M
SEC number: 801-16377
CIK: 354923
CRD: 105807
Filings on the tape: 53
First filed: Mar 14, 2012
Latest filed: Sep 15, 2026
Organised: Corporation, KS
Website: searcyfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARCUS CLINTON SHAFFER	Certified Financial Planner	OVERLAND PARK, KS	18	20	1	no
JESSICA ANN KMETTY	n/a	OVERLAND PARK, KS \| Phoeniz, AZ \| Phoenix, AZ	17	25	n/a	no
JOHN CHRISTOPHER FALES	Certified Financial Planner	OVERLAND PARK, KS	14	15	n/a	no
BRENDA MARIE CARRICO	n/a	OVERLAND PARK, KS	13	13	n/a	no
RYAN WAYNE BROOKE	Certified Financial Planner\|Chartered Financial Consultant	OVERLAND PARK, KS	11	11	n/a	no
Tanner J Manning	Certified Financial Planner	OVERLAND PARK, KS \| Spanish Fork, UT	2	12	n/a	no
Matthew Ray	n/a	Rexburg, ID \| OVERLAND PARK, KS	0	10	n/a	no
Daniel I Rubio	n/a	OVERLAND PARK, KS \| Sugar City, ID	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FALES, JOHN, CHRISTOPHER	CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT	B	yes	12/2021	Jan 22, 2016	Jul 9, 2024
KMETTY, JESSICA, ANN	Trustee	E	yes	06/2020	Mar 14, 2012	Jul 9, 2024
KMETTY, JESSICA, ANN	PRESIDENT AND CHIEF EXECUTIVE OFFICER	Na	yes	12/2021	Mar 14, 2012	Jul 9, 2024
SHAFFER, MARCUS, CLINTON	PRINCIPAL/SECRETARY&TREASURER&CFO	D	yes	12/2021	Mar 14, 2012	Jul 9, 2024
BROOKE, RYAN, WAYNE	Principal&cio	A	no	12/2021	Feb 5, 2019	Jul 9, 2024
JESSICA A KMETTY LIVING TRUST DTD	REVOCABLE LIVING TRUST	B	no	12/2021	Jan 5, 2022	Jul 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALLOS INVESTMENT ADVISORS, LLC	n/a	Independent wealth	$73.6M	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 17, 2026	$514M	$514M	9	9	1	n/a	n/a
2024	Mar 4, 2025	$448M	$442M	8	8	1	n/a	n/a
2023	Feb 7, 2024	$378M	$373M	7	7	3	n/a	n/a
2022	Mar 10, 2023	$334M	$330M	6	6	2	n/a	n/a
2021	Jan 24, 2022	$364M	$357M	7	7	3	n/a	n/a
2020	Feb 9, 2021	$310M	$306M	7	7	2	n/a	n/a
2019	Mar 6, 2020	$272M	$269M	6	6	2	n/a	n/a
2018	Feb 4, 2019	$230M	$227M	7	7	2	n/a	n/a
2017	Mar 16, 2018	$245M	$241M	10	8	2	n/a	n/a
2016	Mar 1, 2017	$213M	$213M	9	7	n/a	n/a	n/a
2015	Jan 22, 2016	$186M	$186M	10	8	n/a	n/a	n/a
2014	Jan 19, 2015	$170M	$170M	5	5	n/a	n/a	n/a
2013	Jan 17, 2014	$149M	$149M	5	5	n/a	n/a	n/a
2012	Feb 20, 2013	$131M	$131M	7	5	n/a	n/a	n/a
2011	Mar 14, 2012	$119M	$119M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$514M	$448M	14.8%	$334M	15.4%	9	8	3	1

Relationships

Registered with (13)

← Matthew RayAdvisorregistration: current employment
May 8, 2026 to presentfactForm ADV
← Daniel I RubioAdvisorregistration: current employment
May 8, 2026 to presentfactForm ADV
← Tanner J ManningAdvisorregistration: current employment
Sep 3, 2024 to presentfactForm ADV
← RYAN WAYNE BROOKEAdvisorregistration: current employment
Feb 2, 2015 to presentfactForm ADV
← BRENDA MARIE CARRICOAdvisorregistration: current employment
Jun 25, 2013 to presentfactForm ADV
← JOHN CHRISTOPHER FALESAdvisorregistration: current employment
Apr 18, 2012 to presentfactForm ADV
← JESSICA ANN KMETTYAdvisorregistration: current employment
Jul 3, 2009 to presentfactForm ADV
← MARCUS CLINTON SHAFFERAdvisorregistration: current employment
Nov 6, 2007 to presentfactForm ADV
← Kimberly Jane SolomonAdvisorregistration: previous registration
Oct 13, 2023 to Nov 1, 2024factForm ADV
← Alex Phillip GrahamAdvisorregistration: previous registration
Nov 5, 2020 to Sep 1, 2022factForm ADV
← DAVID WILLIAM BUSHAdvisorregistration: previous registration
Dec 1, 2015 to Oct 30, 2018factForm ADV
← RANDY A SCHALLERAdvisorregistration: previous registration
Nov 30, 2007 to Dec 11, 2008factForm ADV
← BRETT RYAN JERGENSAdvisorregistration: previous registration
Mar 28, 2006 to May 8, 2006factForm ADV

Affiliated with (2)

→ ALLOS INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← ALLOS INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (3)

← KMETTY, JESSICA, ANNOwnerTRUSTEE, ownership code E, individual
Mar 14, 2012 to Jul 9, 2024factForm ADV
← SHAFFER, MARCUS, CLINTONOwnerPRINCIPAL/SECRETARY&TREASURER&CFO, ownership code D, individual
Mar 14, 2012 to Jul 9, 2024factForm ADV
← FALES, JOHN, CHRISTOPHEROwnerCHIEF COMPLIANCE OFFICER AND VICE PRESIDENT, ownership code B, individual
Jan 22, 2016 to Jul 9, 2024factForm ADV

Owns (2)

← BROOKE, RYAN, WAYNEOwnerPRINCIPAL&CIO, ownership code A, individual
Feb 5, 2019 to Jul 9, 2024factForm ADV
← JESSICA A KMETTY LIVING TRUST DTDOwnerREVOCABLE LIVING TRUST, ownership code B, domestic entity
Jan 5, 2022 to Jul 9, 2024factForm ADV

Dated events

Occurred
Nov 1, 2024
Advisor changed firm
Kimberly Jane Solomon left Searcy Financial Services, Inc. for Allos Investment Advisors, Llc (registered 2023-12-06)
Form ADVobserved 4 days ago
Occurred
Sep 1, 2022
Advisor changed firm
Alex Phillip Graham left Searcy Financial Services, Inc. for Allos Investment Advisors, Llc (registered 2020-11-05)
Form ADVobserved 4 days ago
Occurred
Jan 5, 2022
Control person left
John Michael Searcy (President) no longer on Schedule A of Searcy Financial Services, Inc. (listed 2021-11-18, absent 2022-01-05)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2ddc74e-5e82-c5d3-756e-77b99e5985f6
First observed: Mar 14, 2012
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SEARCY FINANCIAL SERVICES, INC.

CRD 105807

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e2ddc74e-5e82-c5d3-756e-77b99e5985f6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:29 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARCUS CLINTON SHAFFER

Certified Financial Planner

OVERLAND PARK, KS

JESSICA ANN KMETTY

n/a

OVERLAND PARK, KS | Phoeniz, AZ | Phoenix, AZ

n/a

JOHN CHRISTOPHER FALES

Certified Financial Planner

OVERLAND PARK, KS

n/a

BRENDA MARIE CARRICO

n/a

OVERLAND PARK, KS

n/a

RYAN WAYNE BROOKE

Certified Financial Planner|Chartered Financial Consultant

OVERLAND PARK, KS

n/a

Tanner J Manning

Certified Financial Planner

OVERLAND PARK, KS | Spanish Fork, UT

n/a

Matthew Ray

n/a

Rexburg, ID | OVERLAND PARK, KS

n/a

Daniel I Rubio

n/a

OVERLAND PARK, KS | Sugar City, ID

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FALES, JOHN, CHRISTOPHER

CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT

yes

12/2021

Jan 22, 2016

Jul 9, 2024

KMETTY, JESSICA, ANN

Trustee

yes

06/2020

Mar 14, 2012

Jul 9, 2024

KMETTY, JESSICA, ANN

PRESIDENT AND CHIEF EXECUTIVE OFFICER

yes

12/2021

Mar 14, 2012

Jul 9, 2024

SHAFFER, MARCUS, CLINTON

PRINCIPAL/SECRETARY&TREASURER&CFO

yes

12/2021

Mar 14, 2012

Jul 9, 2024

BROOKE, RYAN, WAYNE

Principal&cio

12/2021

Feb 5, 2019

Jul 9, 2024

JESSICA A KMETTY LIVING TRUST DTD

REVOCABLE LIVING TRUST

12/2021

Jan 5, 2022

Jul 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALLOS INVESTMENT ADVISORS, LLC

n/a

Independent wealth

$73.6M

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 17, 2026

$514M

n/a

2024

Mar 4, 2025

$448M

$442M

n/a

2023

Feb 7, 2024

$378M

$373M

n/a

2022

Mar 10, 2023

$334M

$330M

n/a

2021

Jan 24, 2022

$364M

$357M

n/a

2020

Feb 9, 2021

$310M

$306M

n/a

2019

Mar 6, 2020

$272M

$269M

n/a

2018

Feb 4, 2019

$230M

$227M

n/a

2017

Mar 16, 2018

$245M

$241M

n/a

2016

Mar 1, 2017

$213M

n/a

2015

Jan 22, 2016

$186M

n/a

2014

Jan 19, 2015

$170M

n/a

2013

Jan 17, 2014

$149M

n/a

2012

Feb 20, 2013

$131M

n/a

2011

Mar 14, 2012

$119M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$514M

$448M

14.8%

$334M

15.4%