DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••• W••••• M••••••••• L••
ATLANTA, GA | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• W••••• M••••••••• L•• | Independent wealth | Nov 5, 2025 | n/a | yes | OVERLAND PARK, KS|ATLANTA, GA | Current employment |
| P•••• F•••••••• G••••• L••••• | Former SEC adviser | Mar 23, 2016 | Dec 3, 2025 | no | Overland Park, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••• F•••••••• G••••• L••••• | A•••• W••••• M••••••••• L•• | Dec 3, 2025 | Nov 5, 2025 | -28 | Firm change | RIA to RIA |
| S••••••••• L•• | P•••• F•••••••• G••••• L••••• | Jun 23, 2015 | Mar 23, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112315:127333:KS:2025-12-03 | Dec 3, 2025 | Nov 5, 2025 | OVERLAND PARK, KS | Firm change |
| S••••••••• L•• | Former SEC adviser | Apr 11, 2011 | Jun 23, 2015 | no | OVERLAND PARK, KS | Previous registration |
| S••••• F•••••••• S•••••••• I••• | Independent wealth | Nov 30, 2007 | Dec 11, 2008 | no | OVERLAND PARK, KS | Previous registration |
| 274 |
| Firm change |
| Other |
| S••••• F•••••••• S•••••••• I••• | S••••••••• L•• | Dec 11, 2008 | Apr 11, 2011 | 851 | Firm change after gap | Other |