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RIA / WealthAdvisor13 years in industry

Isaac Douglas Jones

Advisor at PINE VALLEY INVESTMENTS

MARLTON, NJ

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Search this name across graphsid dfx:ria:e2ddc9df-10c2-c7d3-17bc-d588f8a28025

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 4, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PINE VALLEY INVESTMENTS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 22, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 22, 2013
First registration: May 4, 2016
Dual registered: no
Other names: Isaac D Jones
IAPD individual key: 5012455

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PINE VALLEY INVESTMENTS	Independent wealth	Dec 21, 2022	n/a	yes	MARLTON, NJ	Current employment
ODYSSEY CAPITAL ADVISORS INC.	Independent wealth	Mar 27, 2020	Oct 21, 2022	no	BALA CYNWYD, PA\|BALA CYNWYD, PA	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Jun 1, 2018	Mar 26, 2020	no	MEDIA, PA\|MIDDLETOWN, DE\|PHILADELPHIA, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 4, 2016	May 14, 2018	no	WAYNE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ODYSSEY CAPITAL ADVISORS INC.	PINE VALLEY INVESTMENTS	Oct 21, 2022	Dec 21, 2022	61	Firm change	RIA to RIA
ESI FINANCIAL ADVISORS	ODYSSEY CAPITAL ADVISORS INC.	Mar 26, 2020	Mar 27, 2020	1	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	ESI FINANCIAL ADVISORS	May 14, 2018	Jun 1, 2018	18	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ PINE VALLEY INVESTMENTSRegistered adviserregistration: current employment
Dec 21, 2022 to presentfactForm ADV
→ ODYSSEY CAPITAL ADVISORS INC.Registered adviserregistration: previous registration
Mar 27, 2020 to Oct 21, 2022factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jun 1, 2018 to Mar 26, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 4, 2016 to May 14, 2018factForm ADV

Dated events

Occurred
Oct 21, 2022
Advisor changed firm
Isaac Douglas Jones left Odyssey Capital Advisors Inc. for Pine Valley Investments (registered 2022-12-21)
Form ADVobserved 5 days ago