DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

BRUCE IRA GREENBERG

Advisor at KINGSWOOD WEALTH ADVISORS, LLC

White Plains, NY | SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e2df85a0-6b3c-dbb7-d3da-7d0b90ada01c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 2
Observed: Feb 12, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Bruce Ira Greenberg

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Bruce Ira Greenberg

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KINGSWOOD WEALTH ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Oct 6, 1995
First registration: Feb 12, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2638679

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KINGSWOOD WEALTH ADVISORS, LLC	Bd affiliated wealth	Jan 15, 2024	n/a	yes	White Plains, NY\|SAN DIEGO, CA	Current employment
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	Feb 12, 2002	Dec 31, 2023	no	WHITE PLAINS,, NY\|WHITE PLAINS, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	KINGSWOOD WEALTH ADVISORS, LLC	Dec 31, 2023	Jan 15, 2024	15	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ KINGSWOOD WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jan 15, 2024 to presentfactForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 12, 2002 to Dec 31, 2023factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
Bruce Ira Greenberg left Berthel Fisher & Company Financial Services, Inc. for Kingswood Wealth Advisors, Llc (registered 2024-01-15)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2df85a0-6b3c-dbb7-d3da-7d0b90ada01c
First observed: Feb 12, 2002
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRUCE IRA GREENBERG

Advisor at KINGSWOOD WEALTH ADVISORS, LLC

White Plains, NY | SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e2df85a0-6b3c-dbb7-d3da-7d0b90ada01c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:47 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

KINGSWOOD WEALTH ADVISORS, LLC

Bd affiliated wealth

Jan 15, 2024

n/a

yes

White Plains, NY|SAN DIEGO, CA

Current employment

BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Bd affiliated wealth

Feb 12, 2002

Dec 31, 2023

WHITE PLAINS,, NY|WHITE PLAINS, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

KINGSWOOD WEALTH ADVISORS, LLC

Dec 31, 2023

Jan 15, 2024

Firm change

Ibd to ibd