DFX Intelligence

L•••••• F•••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

L•••••• F•••• N••••

Advisor at M••••••• C•••••• M••••••••• L••

••• Locked

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 7, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• C•••••• M••••••••• L••	Independent wealth	Dec 8, 2023	n/a	yes	Rochester Hills, MI\|RIDGEWOOD, NJ	Current employment
M••••••• C•••••• M••••••••• L••	Independent wealth	Mar 17, 2017	n/a	yes	GRAND BLANC, MI	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• W••••• A•••••••• L••	E•••••• F•••••••• S•••••••• L••	Feb 23, 2017	Jan 17, 2017	-37	Firm change after gap	Other
E•••••• F•••••••• S•••••••• L••	M••••••• C•••••• M••••••••• L••	Feb 8, 2017	Mar 17, 2017

Relationships

Registered with (5)

→ A••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Dec 8, 2023 to presentfactForm ADV
→ M••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Mar 17, 2017 to presentfactForm ADV
→ L•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
May 31, 2016 to Feb 23, 2017factForm ADV
→ E•••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 3, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.