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Advisor at PRIVATE ADVISOR GROUP, LLC
MORRISTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | May 19, 2014 | n/a | yes | MORRISTOWN, NJ | Current employment |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Former SEC adviser | Jan 6, 2006 | May 27, 2014 | no | YOUNGSTOWN, OH|LIBERTY CORNERS, NJ | Previous registration |
| JK CAPITAL MANAGEMENT | n/a | May 10, 2004 | Dec 6, 2005 | no | LIBERTY CORNER, NJ | Previous registration |
| MAIN STREET MANAGEMENT COMPANY | n/a | Nov 15, 2002 | May 3, 2004 | no | MENDHAM, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | PRIVATE ADVISOR GROUP, LLC | May 27, 2014 | May 19, 2014 | -8 | Firm change | Other |
| JK CAPITAL MANAGEMENT | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Dec 6, 2005 | Jan 6, 2006 | 31 | Firm change | Other |
| MAIN STREET MANAGEMENT COMPANY | JK CAPITAL MANAGEMENT | May 3, 2004 | May 10, 2004 | 7 | Firm change | Other |