DFX Intelligence

C••••• E••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

C••••• E••••• F•••••

Advisor at T••••••• S••••••• A•••••••

Tulsa, OK | INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:e2f65d97-519d-6a12-5fad-0e4238fb4af7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• S••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 10, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• S••••••• A•••••••	Bd affiliated wealth	Jul 1, 2024	n/a	yes	INDIANAPOLIS, IN\|Tulsa, OK	Current employment
P••••••• C•••••• A•••••••• I•••	Former SEC adviser	Jan 11, 2023	Jun 28, 2024	no	Oklahoma City, OK\|OKLAHOMA CITY, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• C•••••• A•••••••• I•••	T••••••• S••••••• A•••••••	Jun 28, 2024	Jul 1, 2024	3	Firm change	RIA to ibd
E••••• J••••	P••••••• C•••••• A•••••••• I•••	Apr 5, 2012	Apr 10, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
115758:299201:OK:2024-06-28	Jun 28, 2024	Jul 1, 2024	OKLAHOMA CITY, OK	Firm change

Relationships

Registered with (3)

→ T••••••• S••••••• A•••••••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ P••••••• C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 11, 2023 to Jun 28, 2024factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jul 5, 2007 to Apr 5, 2012factForm ADV

Dated events

Occurred
Jun 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2f65d97-519d-6a12-5fad-0e4238fb4af7
First observed: Jul 5, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.