DFX Intelligence

D••••• K••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

D••••• K••••• N•••••

Advisor at I••••• C••••••• L••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:e2f7a266-1c45-fbd3-1384-ac431e62fb73

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 23, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• C••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• C••••••• L••	Asset manager	Mar 20, 2025	n/a	yes	SAN FRANCISCO, CA	Current employment
J•• F••••••••• L••	Independent wealth	Jul 5, 2022	Jul 5, 2023	no	LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•• F••••••••• L••	I••••• C••••••• L••	Jul 5, 2023	Mar 20, 2025	624	Firm change after gap	Other
M••••• S••••••	J•• F••••••••• L••	Jul 6, 2021	Jul 5, 2022

Relationships

Registered with (3)

→ I••••• C••••••• L••Registered adviserregistration: current employment
Mar 20, 2025 to presentfactForm ADV
→ J•• F••••••••• L••Registered adviserregistration: previous registration
Jul 5, 2022 to Jul 5, 2023factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 23, 2018 to Jul 6, 2021factForm ADV

Dated events

Occurred
Jul 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2f7a266-1c45-fbd3-1384-ac431e62fb73
First observed: Aug 23, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.