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CRD 114025
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| BORIS GERTSEN | Chartered Financial Analyst | LOS ANGELES, CA | 22 | 26 | n/a | yes |
| MORDECHAI LEIB FISHMAN | n/a | LOS ANGELES, CA | 21 | 22 | 1 | yes |
| BORIS GEYZER | Chartered Financial Analyst | LOS ANGELES, CA | 21 | 26 | n/a | yes |
| OLIVIER CORNET | n/a | LOS ANGELES, CA | 16 | 24 | 3 | yes |
| ZEV JEFFREY FRIED | n/a | LOS ANGELES, CA | 15 | 18 | 1 | yes |
| JEFFREY SETH FISHMAN | n/a | LOS ANGELES, CA | 14 | 32 | 4 | yes |
| SETA KESHISHIAN | Certified Financial Planner | Los Angeles, CA | 8 | 25 | n/a | yes |
| JEAN ELIE CALACHE | Certified Financial Planner | Los Angeles, CA | 7 | 11 | n/a | yes |
| Norma Araceli Abarca | Certified Financial Planner | Los Angeles, CA | 5 | 11 | 1 | yes |
| Nicholas Joseph Gutierrez | n/a | Los Angeles, CA | 1 | 10 | n/a | yes |
| Gabriela Arenzano Chagas | n/a | LOS ANGELES, CA | 0 | 10 | n/a | no |
| Almen Punzal Rule | n/a | Los Angeles, CA | 0 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FISHMAN, JEFFREY, SETH | MANAGING MEMBER | Na | yes | 07/1995 | Jul 14, 2026 | Jul 14, 2026 |
| FISHMAN, SHARI | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2011 | Jul 14, 2026 | Jul 14, 2026 |
| SEKINE, SAMUEL | CHIEF OPERATIONS OFFICER | Na | yes | 01/2018 | Jul 14, 2026 | Jul 14, 2026 |
| FISHMAN, MORDECHAI, LEIB | MANAGING DIRECTOR | Na | no | 12/2025 | Jul 14, 2026 | Jul 14, 2026 |
| FISHMAN, SHOSHANA | CO TRUSTEE OF THE M & S FISHMAN FAMILY REVOCABLE TRUST | B | no | 09/2004 | Jul 14, 2026 | Jul 14, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FISHMAN CAPITAL CORPORATION | n/a | n/a | n/a | Y | yes | n/a |
| JEFFREY FISHMAN, OF COUNSEL | n/a | n/a | n/a | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $2.0B | $2.0B | 27 | 13 | 0 | n/a | n/a |
| 2024 | Apr 2, 2025 | $1.7B | $1.7B | 26 | 13 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $1.5B | $1.5B | 23 | 14 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $1.2B | $1.2B | 24 | 14 | 0 | n/a | n/a |
| 2021 | Mar 30, 2022 | $1.1B | $1.1B | 22 | 13 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $889M | $889M | 18 | 12 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $742M | $742M | 18 | 10 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $569M | $569M | 17 | 11 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $527M | $527M | 17 | 9 | 0 | n/a | n/a |
| 2016 | Mar 30, 2017 | $425M | $425M | 17 | 9 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $320M | $320M | 14 | 9 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $314M | $314M | 13 | 9 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $287M | $287M | 14 | 9 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $232M | $231M | 15 | 9 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $199M | $180M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.0B | $1.7B | 14.0% | $1.2B | 16.6% | 27 | 26 | 0 | 0 |