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RIA / WealthAdvisor16 years in industry

Theresa Ayers

Advisor at HUB INVESTMENT PARTNERS, LLC

FORT WAYNE, IN | AUSTIN, TX

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Search this name across graphsid dfx:ria:e3007216-7d3a-4695-a095-b8fbf4098bbb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 15, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HUB INVESTMENT PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 6, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Apr 6, 2010
First registration: Sep 15, 2010
Dual registered: no
Other names: THERESA M PUGH|THERESA M PUGH|THERESA M HOLMES|THERESA M AYERS|Theresa Holmes|Theresa Pugh
IAPD individual key: 4282006

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HUB INVESTMENT PARTNERS, LLC	Independent wealth	Jul 19, 2024	n/a	yes	AUSTIN, TX\|FORT WAYNE, IN	Current employment
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jan 18, 2023	Jul 16, 2024	no	PERRYSBURG, OH	Previous registration
ASCENSUS INVESTMENT ADVISORS, LLC	Institutional manager	Jul 20, 2020	Feb 16, 2021	no	NEEDHAM, MA\|FORT WAYNE, IN	Previous registration
CX INSTITUTIONAL, LLC	Independent wealth	Oct 19, 2018	Feb 11, 2019	no	AUBURN, IN	Previous registration
LINCOLN FINANCIAL DISTRIBUTORS, INC.	n/a	Nov 30, 2010	Feb 24, 2011	no	FORT WAYNE, IN	Previous registration
SHELTON FINANCIAL GROUP, INC.	Former SEC adviser	Sep 15, 2010	Oct 13, 2010	no	FORT WAYNE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRANSAMERICA FINANCIAL ADVISORS, LLC	HUB INVESTMENT PARTNERS, LLC	Jul 16, 2024	Jul 19, 2024	3	Firm change	Ibd to RIA
ASCENSUS INVESTMENT ADVISORS, LLC	TRANSAMERICA FINANCIAL ADVISORS, LLC	Feb 16, 2021	Jan 18, 2023	701	Firm change after gap	Other
CX INSTITUTIONAL, LLC	ASCENSUS INVESTMENT ADVISORS, LLC	Feb 11, 2019	Jul 20, 2020	525	Firm change after gap	Other
LINCOLN FINANCIAL DISTRIBUTORS, INC.	CX INSTITUTIONAL, LLC	Feb 24, 2011	Oct 19, 2018	2,794	Firm change after gap	Other
SHELTON FINANCIAL GROUP, INC.	LINCOLN FINANCIAL DISTRIBUTORS, INC.	Oct 13, 2010	Nov 30, 2010	48	Firm change	Other

Relationships

Registered with (6)

→ HUB INVESTMENT PARTNERS, LLCRegistered adviserregistration: current employment
Jul 19, 2024 to presentfactForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 18, 2023 to Jul 16, 2024factForm ADV
→ ASCENSUS INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 20, 2020 to Feb 16, 2021factForm ADV
→ CX INSTITUTIONAL, LLCRegistered adviserregistration: previous registration
Oct 19, 2018 to Feb 11, 2019factForm ADV
→ LINCOLN FINANCIAL DISTRIBUTORS, INC.Registered adviserregistration: previous registration
Nov 30, 2010 to Feb 24, 2011factForm ADV
→ SHELTON FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Sep 15, 2010 to Oct 13, 2010factForm ADV

Dated events

Occurred
Jul 16, 2024
Advisor changed firm
Theresa Ayers left Transamerica Financial Advisors, Llc for Hub Investment Partners, Llc (registered 2024-07-19)
Form ADVobserved 5 days ago